APRA

Superannuation

BT Financial Group has become the latest entrant into the self-managed superannuation administration market, launching a service to administer SMSF funds and small Austra...

Editorial

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Editorial

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Financial planning

The ACA has called for greater prudential control over unsecured investments following the winding up of two Westpoint mezzanine finance companies, and warned investors o...

Editorial

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Editorial

Fixed interest has an important place when building a diversified portfolio, and the recent rise in new high yielding investment vehicles, such as hybrids and structured ...

Financial planning

The Australian Prudential Regulation Authority has said it wants to encourage whistle-blowing in the financial services sector and expects the institutions it administers...

Financial planning

The Federal Opposition has imposed itself on the debate into commission payments in the superannuation industry, using Australian Prudential Regulation Authority data to ...

Life/Risk

ZURICH Australia Insurance (ZAI) and Zurich Financial Services (ZFS) have pledged to clean up their corporate governance, after investigations identified claims that over...

Financial planning

AXA Australia will pay an extra $10 million to members of its staff superannuation fund, after complaints from employees lead to an investigation by both the Australian S...

Financial planning

MBF Life and MBF-owned ClearView Life Nominees are the latest in a growing line of insurance companies which have been ordered by regulators to compensate clients overcha...

Funds management

A senior Australian Prudential Regulation Authority official has said the superannuation industry has over-reacted to a letter warning that recruitment advertising might ...

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MARKET INSIGHTS

The succession dilemma is more than just a matter of commitments.This isn’t simply about younger vs. older advisers. It’...

1 month 3 weeks ago

Significant ethical issues there. If a relationship is in the process of breaking down then both parties are likely to b...

2 months 2 weeks ago

It's not licensees not putting them on, it's small businesses (that are licensed) that cannot afford to put them on. The...

2 months 3 weeks ago

ASIC has canceled the AFSL of Sydney-based asset consultant and research firm....

3 weeks 4 days ago

ASIC has banned a Melbourne-based financial adviser for eight years over false and misleading statements regarding clients’ superannuation investments....

1 week 6 days ago

ASIC has banned a Melbourne-based financial adviser who gave inappropriate advice to his clients including false and misleading Statements of Advice....

1 week 4 days ago
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