AFA

Financial planning

The Association of Financial Advisers has warned that summarily ending grandfathered trailing commissions would create a legal/commercial quagmire which may end up benefi...

Financial planning

The Association of Financial Advisers has acknowledged that the financial adviser exam will likely act as a culling mechanism for inadequate advisers but has urged that t...

Financial planning

The Association of Financial Advisers has vowed to inform the Assistant Treasurer, Stuart Robert, of the lack of progress achieved by the Financial Adviser Standards and ...

Policy & Regulation

The Association of Financial Advisers has expressed concern at the impact of the Financial Adviser Standards and Ethics Authority denying higher education providers the r...

Policy & Regulation

The Association of Financial Advisers has warned that not enough financial advice experience and understanding has been applied to developing the Financial Adviser Standa...

Financial planning

Six major financial planning associations have signed on to develop a code monitoring solution for their members. ...

People & Products

The Association of Financial Advisers has appointed a national chair of AFA Inspire. ...

Financial planning

The Financial Adviser Standards and Ethics Authority has been urged to give professional associations leadership on continuing professional development with the SMSF Asso...

Financial planning

Financial advisers worried about the incoming education reforms could restructure their business to become money coaches. ...

Financial planning

The Association of Financial Advisers has accused the Financial Adviser Standards and Ethics Authority of being ‘absolutely unreasonable” with respect to its start-date f...

Financial planning

Deakin University Professor, Adrian Raftery, has slammed the Financial Adviser Standards and Ethics Authority for its unreasonable expectations in terms of continuing pro...

Financial planning

Financial planners who breach the industry’s new code of conduct will face the ultimate sanction of exclusion from the industry under arrangements outlined in a new Finan...

Financial planning

People receiving financial advice are going to be better placed to deal with any move by a future Labor Government to remove refundable franking credits, according to the...

Financial planning

The Financial Adviser Standards and Ethics Authority has sought to put flesh on the bones of its new regime by releasing the relevant provider degrees, qualifications and...

Financial planning

The Financial Planning Association has issued a carefully measured response to the latest Financial Adviser Standards and Ethics Authority blueprint, arguing it needs mor...

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MARKET INSIGHTS

The succession dilemma is more than just a matter of commitments.This isn’t simply about younger vs. older advisers. It’...

1 month 3 weeks ago

Significant ethical issues there. If a relationship is in the process of breaking down then both parties are likely to b...

2 months 2 weeks ago

It's not licensees not putting them on, it's small businesses (that are licensed) that cannot afford to put them on. The...

2 months 3 weeks ago

ASIC has canceled the AFSL of Sydney-based asset consultant and research firm....

3 weeks 3 days ago

ASIC has banned a Melbourne-based financial adviser for eight years over false and misleading statements regarding clients’ superannuation investments....

1 week 5 days ago

ASIC has banned a Melbourne-based financial adviser who gave inappropriate advice to his clients including false and misleading Statements of Advice....

1 week 3 days ago
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