adviser registration

Financial planning

ASIC reminds licensees of ongoing registration obligations

ASIC has reminded advisers that their registration requirements are an ongoing obligation, having met the first deadline on 16 February, and highlighted when a registrati...

Financial planning

Small licensees not immune from ASIC surveillance

Smaller licensees should be aware that they are just as much on ASIC’s radar as their larger counterparts as increased data and technology means the regulator has greater...

Financial planning

ASIC warns of civil penalties if advisers fail to register

ASIC commissioner, Alan Kirkland, has told Money Management that licensees and financial advisers could be in breach of the law and face civil penalties if they fail to m...

Financial planning

ASIC delays adviser registration date for third time

With just days until the previous scheduled date of 1 October, ASIC has once again delayed the date that relevant providers must be registered....

Financial planning

ASIC extends financial adviser registration date

ASIC has extended the deadline for registration of financial advisers and shared when it expects the portal to open....

Features

FPA's adviser registration proposal resonates but what will it cost?

Mike Taylor writes that the Financial Planning Association may well have identified a key element of the future of the financial advice industry but no one should overloo...