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Students of financial planning degrees could be sourced to provide financial advice to super fund members, according to the Financial Advice Association of Australia....

Financial planning • 23 June 2023

The number of ceased advisers has risen by 73 advisers since the start of June and further losses are expecting in the run-up to the end of financial year....

Financial planning • 23 June 2023

ASIC has unequivocally rejected claims that it tried to undermine a Senate inquiry by requesting public interest immunity for certain questions....

Policy & Regulation • 23 June 2023

Volatile markets mean investors have dropped their idea of ‘set and forget’ and are keen to receive trusted professional advice, according to Natixis Investment Managers....

Financial planning • 26 June 2023

In the last 12 months, there’s been a marked improvement in future planning among mature firms, according to Adviser Ratings, but younger firms have yet to follow suit....

Financial planning • 26 June 2023

The Australian Financial Complaints Authority will begin reviewing the status of paused complaints, including around 1,700 related to Dixon Advisory, now that Parliament ...

Financial planning • 26 June 2023

The ALRC’s third interim report is seeking to change financial services legislation to better reflect efforts that have been made to improve advice outcomes and professio...

Policy & Regulation • 26 June 2023

A Sydney man permanently banned by ASIC and jailed for a Ponzi scheme allegedly duped former NRL player Jarryd Hayne out of $780,000 while the pair were in jail together....

Funds management • 26 June 2023

Pengana Capital Group has welcomed two senior executives to lead its recently launched private credit business. ...

Funds management • 26 June 2023

The two investment management companies have announced senior appointments, both welcoming new directors for business development. ...

People & Products • 26 June 2023

Adam Kirkman, head of ESG at AMP Capital, has left the firm after 12 years....

People & Products • 26 June 2023

Senior executives from UniSuper, UBS and Macquarie Wealth have officially launched Playfair Asset Management to support superannuation funds....

Funds management • 26 June 2023

A former Perth financial adviser has been permanently banned by ASIC after being sentenced in January for unauthorised client transactions....

Financial planning • 26 June 2023

In this episode of Relative Return, host Maja Garaca Djurdjevic chats to Philip Ryan, managing director of Trilogy Funds, on the role mortgage trusts play in portfolios, ...

Editorial • 26 June 2023

Nobel Prize winner Harry Markowitz, creator of the modern portfolio and efficient frontier theories, has died in California aged 95....

People & Products • 27 June 2023

After the sun eventually set on their successful sporting journeys, these elite athletes continued to pursue new frontiers in financial services for their second careers....

People & Products • 27 June 2023

Six industry experts have shared their views on what a ‘fit-for-purpose’ statement of advice document could look like as the government commits to consultation on a new d...

Financial planning • 27 June 2023

The government has made 10 recommendations on ASIC’s industry funding model following a Treasury review and confirmed the temporary levy relief for personal financial adv...

Financial planning • 27 June 2023

The government is seeking views on its proposed position for the implementation of an internationally-aligned climate disclosure, following its discovery consultation las...

Policy & Regulation • 28 June 2023

Advance Asset Management has announced changes to the eligibility criteria for investment in its wholesale unit funds, months after it transitioned to Mercer Australia. ...

Funds management • 28 June 2023
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MARKET INSIGHTS

So we are now underwriting criminal scams?...

3 months ago

Glad to see the back of you Steve. You made financial more expensive, not more affordable as you claim, and presided ...

3 months 1 week ago

Completely agree Peter. The definition of 'significant change is circumstances relevant to the scope of the advice' is s...

5 months 1 week ago

ASIC has suspended the Australian Financial Services Licence of a Melbourne-based financial advice firm....

3 weeks 3 days ago

A former Victorian financial adviser has been sentenced after stealing $4.4 million from clients, family and friends to feed his “raging gambling addiction”....

3 weeks 1 day ago

A financial advice firm has been penalised $11 million in the Federal Court for providing ‘cookie cutter advice’ to its clients and breaching conflicted remuneration rule...

2 weeks ago