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The Australian Securities and Investments Commission has said it will bring back the use of the enforceable undertakings....

Financial planning • 30 November 2021

In its submission on the wording of Standard 3, the Stockbrokers and Financial Advisers Association has taken aim at Standard 6 which, it says, needs to be removed before...

Financial planning • 30 November 2021

As long as robo-advisers are treated like human advisers then there should be no conflicts in the robo-advice process, according to a robo-advice firm....

Financial planning • 30 November 2021

A financial adviser has suggested a practical training school for soon-to-be advisers would relieve some of the professional year burden from existing advisers....

Financial planning • 30 November 2021

In an unprecedented move, the corporate regulator has launched multiple civil penalty proceedings again the bank for matters including fee-for-no-service for deceased cus...

Financial planning • 30 November 2021

Financial Momentum is the latest firm to join the Count Financial national advice community....

Financial planning • 30 November 2021

AMP Limited will look to “better serve” the retirement market and take its products direct to clients following the demerger with AMP Capital’s private markets business....

Funds management • 30 November 2021

With this year’s United Nations Climate Change Conference now completed, Liam Cormican investigates what industry advocacy groups are addressing when it comes to moving t...

Features • 30 November 2021

The not-so-humble battery sits at the heart of a global shift to net zero emissions. So, what are the investment opportunities that will power it?...

Knowledge Centre • 1 December 2021

Longer-term assessment of active fund performance can distinguish between managers that think independently – and those that deliver short-term outperformance by investin...

Knowledge Centre • 1 December 2021

Your investment today can help drive a sustainable future. Consider a daily-liquid alternative solution that invests in big picture themes....

Knowledge Centre • 1 December 2021

The latest research shows that HNW investors have an array of unmet advice needs and are prepared to pay to plug those gaps, presenting a significant opportunity for advi...

Knowledge Centre • 1 December 2021

After less than a year of operation, the firm has hit its funds under management goal four years ahead of schedule....

Funds management • 1 December 2021

Relief from the corporate regulator levy, which could have tripled in three years without action, is the biggest win for the industry this year, according to the Associat...

Financial planning • 1 December 2021

Schroders will cut the minimum investment limit in its Specialist Private Equity fund to better match what an appropriate portfolio allocation will be, due to design and ...

Funds management • 1 December 2021

With the Omicron strain disrupting global markets, Pengana Capital has told investors that they should emulate the future fund and consider diversifying into private equi...

Funds management • 1 December 2021

The Australian Law Reform Commission’s interim report on financial services legislation looks to simplify, clarify, and improve the navigability of financial product advi...

Financial planning • 1 December 2021

Superannuation funds will need to balance the risks of fully automated robo-advice in their governance frameworks as the world heads down the road of artificial intellige...

Superannuation • 1 December 2021

The corporate regulator believes its guidance along with penalties will help accelerate fee-for-no service remediation payments as there is still $3.7 billion left unpaid...

Financial planning • 1 December 2021

Following the appointment of Paul Newfield as chief executive, H.R.L. Morrison and Co has expanded its investment team by appointing two new co-heads of Australia and New...

People & Products • 1 December 2021
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Significant ethical issues there. If a relationship is in the process of breaking down then both parties are likely to b...

1 week 2 days ago

It's not licensees not putting them on, it's small businesses (that are licensed) that cannot afford to put them on. The...

2 weeks 2 days ago

So we are now underwriting criminal scams?...

6 months 2 weeks ago

After last month’s surprise hold, the Reserve Bank of Australia has announced its latest interest rate decision....

1 week 4 days ago

A professional year supervisor has been banned for five years after advice provided by his provisional relevant provider was deemed to be inappropriate, the first time th...

3 weeks 2 days ago

WT Financial’s Keith Cullen is eager for its Hubco initiative to see advice firms under its licence trade at multiples which are catching up to those UK and US financial ...

2 weeks ago