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Tyson Scholz is suspected in carrying on a financial services business and promoting courses and seminars on Twitter and Instagram without a licence....

Financial planning • 13 December 2021

The global asset manager is looking to launch its first Australian listed investment trust in March 2022....

Funds management • 14 December 2021

Markets are underestimating the potential threat of an abrupt repricing of interest rates, according to Janus Henderson. ...

Funds management • 14 December 2021

Those who have not passed the adviser exam and are ineligible for the extension have until the end of the year to come off the Financial Adviser Register to avoid being c...

Financial planning • 14 December 2021

The acquisition of PM Capital Asian Opportunities trust by PM Capital Global Opportunities has not been carried after failing to secure the necessary majority. ...

Funds management • 14 December 2021

The combination of the consumer data right legislation and distributed ledger technology will give consumers the ability to control their wealth management data, taking p...

Financial planning • 14 December 2021

The regulation placed on the industry over the past few years has distracted away from innovation and the advisers entering the industry are looking to work in a digital ...

Financial planning • 14 December 2021

Despite the level of misinformation on social media, it can still be a reliable gateway for people to get involved with professional, regulated advice....

Financial planning • 14 December 2021

Planning practices need to focus on revenue growth in order to sustain financial planner roles and some are paying over 30% what they usually paid a planner....

Financial planning • 14 December 2021

Australian equities are the most popular investment class for the wealthy and has been rising steadily since the start of the pandemic, according to research....

Financial planning • 14 December 2021

HUB24 and Class have simplified the scheme consideration of the scheme implementation deed under which HUB24 agreed to acquire all Class shares....

Superannuation • 14 December 2021

Colonial First State has launched its first passively managed geared investment options for advisers and investors in response to greater adviser demand for access to low...

People & Products • 14 December 2021

The regulator has cancelled the Australian financial services licence of Sydney-based firm Premier Wealth Management Financial Services and banned two of its directors....

Financial planning • 14 December 2021

The preference for a large cohort of employees to prefer hybrid working models has drastically shifted property portfolio requirements, but it is still an investible spac...

Funds management • 15 December 2021

Increases in market inefficiencies driven by the rising prominence of passively invested capital and historically low sell side coverage has created opportunities to inve...

Funds management • 15 December 2021

The enforceable standard will remove 87% of all occupational exclusions and occupation based restrictive disability definitions that currently exist in the industry by 1 ...

Life/Risk • 15 December 2021

The complaints authority has outlined the key points advisers should be aware of to defend themselves when it comes to client complaints....

Financial planning • 15 December 2021

The pilot program aims to help understand the problems facing licensees and advisers in running their business....

Financial planning • 15 December 2021

The wealth management industry is headed toward a consumer-focused business model and the trend will only be accelerated by disruptive technology giants....

Financial planning • 15 December 2021

While the digitalisation of advice has improved access drastically, particularly during the COVID-19 pandemic, there is a limit to how much Zoom can be relied on....

Financial planning • 15 December 2021
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MARKET INSIGHTS

So we are now underwriting criminal scams?...

3 months ago

Glad to see the back of you Steve. You made financial more expensive, not more affordable as you claim, and presided ...

3 months ago

Completely agree Peter. The definition of 'significant change is circumstances relevant to the scope of the advice' is s...

5 months 1 week ago

ASIC has suspended the Australian Financial Services Licence of a Melbourne-based financial advice firm....

3 weeks ago

The corporate regulator has issued infringement notices to three AFSLs whose financial advisers provided personal advice to a retail client while unregistered....

3 weeks 5 days ago

A former Victorian financial adviser has been sentenced after stealing $4.4 million from clients, family and friends to feed his “raging gambling addiction”....

2 weeks 5 days ago