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Some of the best-performing online retail stocks during the COVID-19 have seen a decline in the last month as border openings and vaccine test success has seen their valu...

Funds management • 19 November 2020

The Australian Securities and Investments Commission is going to have to explain why it chose to describe a man convicted of dishonest conduct as a ‘financial adviser’ wh...

Financial planning • 19 November 2020

The Federal Treasurer has sent a tough message to the financial services regulators that they have enough powers and that they are there to deliver on Government policy, ...

Policy & Regulation • 19 November 2020

The Australian Securities and Investments Commission faces being oversighted by an external board as the Government considers ways of avoiding further controversies such ...

Policy & Regulation • 19 November 2020

The Australian Securities and Investments Commission has released a discussion paper outlining its proposed protocols for adviser reference checking in a bid to stop “rol...

Financial planning • 19 November 2020

The liquidated firm’s managing director, Robert Marie, has been ordered by the Federal Court to pay $100,000 after he and the firm were found to have issued five defectiv...

Financial planning • 19 November 2020

Small caps, value stocks and emerging markets are three areas to watch as the creation of two successful COVID-19 vaccines hastens the return to normality....

Funds management • 20 November 2020

The platform provider has completed its Series B-plus funding round, led by Franklin Templeton....

Financial planning • 20 November 2020

Platinum International Health Care manager Bianca Ogden is well placed to benefit from the COVID-19 vaccine trials as her fund holds both of the leading players. ...

Funds management • 20 November 2020

Stocks that were doing well during the pandemic are unlikely to reverse when a vaccine has been developed as consumers have adjusted to a ‘new normal’....

Financial planning • 20 November 2020

Four ASX 200 financials have been identified as failing to reach the 30% target for female representation on their boards with one asset manager having just one female di...

Funds management • 20 November 2020

A $300 million fund has been set up by Arbitrium Capital Partners to help companies at risk of default as a result of COVID-19....

Funds management • 20 November 2020

While healthcare has been one of the stand-out sectors since the start of the year and is set for further growth thanks to COVID-19 research, it is important for investor...

Funds management • 20 November 2020

The asset class has been the best performer so far this year with the top-performing gold fund domiciled in Australia returning 31.5% so far this year, and 243.3% over fi...

Funds management • 20 November 2020

The exodus of financial planners continues as this week saw a further loss of 35 adviser roles, with AMP Financial Planning seeing again the highest number of departures,...

Financial planning • 20 November 2020

The Australian Securities and Investments Commission retained the services of a special behavioural analysis firm to observe meetings of its leadership team but is claimi...

Policy & Regulation • 20 November 2020

At the same time as the Government is due to release the report of the Retirement Income Review the trade union movement has released its own report claiming that failing...

Superannuation • 20 November 2020

The finding of the Retirement Income Review that superannuation guarantee increases erode increases in real wages seems destined to heat up the debate between the Governm...

Superannuation • 20 November 2020

Financial advisers could be placed at risk of retribution when switching licensees under the reference checking protocols being put forward by the Australian Securities a...

Financial planning • 20 November 2020

As an acknowledgement of the “substantial progress” the bank has made on its remedial action plan to improve its risk management capability, the Australian Prudential Reg...

Financial planning • 20 November 2020
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MARKET INSIGHTS

Significant ethical issues there. If a relationship is in the process of breaking down then both parties are likely to b...

2 weeks 1 day ago

It's not licensees not putting them on, it's small businesses (that are licensed) that cannot afford to put them on. The...

3 weeks 1 day ago

So we are now underwriting criminal scams?...

6 months 3 weeks ago

After last month’s surprise hold, the Reserve Bank of Australia has announced its latest interest rate decision....

2 weeks 3 days ago

WT Financial’s Keith Cullen is eager for its Hubco initiative to see advice firms under its licence trade at multiples which are catching up to those UK and US financial ...

3 weeks ago

As the deadline approaches for advisers to meet higher education requirements, the FAAA has shared an “obscure” loophole to help advisers avoid redoing a professional yea...

1 week ago