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The Ethics Centre has been named by ASIC as being amongst a number of organisations which have benefited from ‘residual’ advice remediation payments. ...

Policy & Regulation • 16 February 2021

The Australian Securities and Investments Commission has admitted going direct to Griffith University submissions to commission and pay for a controversial consumer submi...

Financial planning • 16 February 2021

Henry Cai has been appointed as the firm’s new licensee systems training and support manager....

People & Products • 16 February 2021

The self-managed super technology platform has acquired the documentation services which will be completed by the beginning of next month....

SMSF • 16 February 2021

Download our guide to help your clients achieve more in retirement. Learn more...

Knowledge Centre • 16 February 2021

Warwick Angus has been appointed to the newly-created role of head of corporate development and market infrastructure....

People & Products • 16 February 2021

The Australian Securities and Investments Commission has successfully pursued a Royal Commission case study referral against the Commonwealth Bank involving overcharged i...

Financial planning • 16 February 2021

Ausbil’s Active Sustainable Equity fund has announced it will formally exclude fossil fuels from its funds, as it marks its three-year anniversary. ...

Funds management • 17 February 2021

Investors and companies are expected to face greater scrutiny over their environmental, social and governance credentials in the post-pandemic world, according to First S...

Funds management • 17 February 2021

Members of Parliament earn more super in one term than many retirees can expect to earn during their working lifetime, according to Shadow Minister for Financial Services...

Superannuation • 17 February 2021

Scaled advice may reduce the cost of advice, but in the case of life/risk insurance, it may not adequately cover the best interests duty for the client....

Life/Risk • 17 February 2021

Wholesale clients should have the financial capability and knowledge necessary to rely on professional indemnity insurance rather than accessing the proposed new compensa...

Financial planning • 17 February 2021

Westpac has named the migration of BT Wrap customers to Panorama as being one of its priorities this financial year together with accelerating advice remediation....

Financial planning • 17 February 2021

Industry superannuation funds want the Government’s new Your Future Your Super legislation referred to a Senate Committee claiming it creates an unprecedented over-reach ...

Superannuation • 17 February 2021

Netwealth’s funds under administration reached $40.7 billion as of mid-February and the board has declared a fully franked dividend of 9.06 cents per share. ...

Funds management • 17 February 2021

Revolution Asset Management has appointed Steve Sutinen as portfolio manager and Lucie Bielczykova as associate portfolio manager to its private debt funds. ...

People & Products • 18 February 2021

The short activity around GameStop and AMC could have regulatory consequences, according to ClearBridge, in areas such as payment for order flow, increased capital and fi...

Funds management • 18 February 2021

Similar to a controversial scheme from AustralianSuper, LaTrobe Financial is now offering the incentive of Qantas frequent flyer points. ...

Financial planning • 18 February 2021

Australian shares could outperform the US this year as the country recovers from the pandemic despite not having such a strong economic rebound. ...

Funds management • 18 February 2021

The loss of funding for regulatory bodies from the big institutions will still need to be covered by those left in the industry, as the corporate regulator relies on cost...

Financial planning • 18 February 2021
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MARKET INSIGHTS

So we are now underwriting criminal scams?...

3 months 1 week ago

Glad to see the back of you Steve. You made financial more expensive, not more affordable as you claim, and presided ...

3 months 2 weeks ago

Completely agree Peter. The definition of 'significant change is circumstances relevant to the scope of the advice' is s...

5 months 2 weeks ago

ASIC has suspended the Australian Financial Services Licence of a Melbourne-based financial advice firm....

4 weeks 1 day ago

A former Victorian financial adviser has been sentenced after stealing $4.4 million from clients, family and friends to feed his “raging gambling addiction”....

3 weeks 6 days ago

A financial advice firm has been penalised $11 million in the Federal Court for providing ‘cookie cutter advice’ to its clients and breaching conflicted remuneration rule...

2 weeks 5 days ago