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ART’s role in building the next-gen of advisers

Australian-retirement-trust/intra-fund-advice/

Australian Retirement Trust is actively recruiting financial planning graduates to provide intra-fund advice and believes super funds can be a great starting point towards delivering comprehensive advice in the future.

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Former director pleads guilty to dishonest conduct

ASIC/SMSF/superannuation-funds/

Almost three years after being arrested, a director has pleaded guilty to encouraging investors to roll over their superannuation in SMSFs and lend that money to his two companies.

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How this advice business has flourished for 50 years

financial-advisers/financial-advice/SMSF-advice/succession-plans/

Reflecting on GFM Wealth Advisory’s gold anniversary this year, managing partner Paul Nicol shares his insights on what it takes to be a trusted business serving clients since the 1970s.

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ASIC inquiry dispute continues as Labor appears in Senate

senate/Senate-Economic-References-Committee/andrew-bragg/ASIC/inquiry/

The war of words regarding ASIC’s provision of evidence to a Senate inquiry has continued as Labor senator Katy Gallagher appears in the Senate to provide an explanation of ASIC’s action.

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ASIC reveals H1 advice enforcement stats

ASIC/misconduct/financial-advice/

ASIC has revealed the number of its enforcement outcomes which related to financial advice misconduct in the first half of 2023.

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Former Ignition CEO takes up chair role

Ignition-Advice/chair/

Craig Keary has been appointed chair at a leading digital platform, tasked with overseeing a Series A capital raising program and the opening of its operations in South Africa.

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CFS outlines how adviser feedback helped its Edge development

CFS/bryce-quirk/platforms/Kelly-Power/

Keeping great service, integrating with advisers’ existing processes and making it easy to work with are the three guiding principles for CFS in the development of its Edge platform.

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Lowe makes penultimate RBA rate call

Reserve-Bank-of-Australia/RBA/interest-rates/inflation/

RBA governor Phil Lowe has made his latest monetary policy decision as he counts down to his departure in mid-September.

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Insurer reveals future of the PI industry

professional-indemnity-insurance/PI-insurance/insurance/financial-advice/APRA/

A partner at an insurance firm has shared his thoughts on the outlook for PI insurance as APRA reveals advisers’ premiums have risen more than 40 per cent since 2015.

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Former investment manager charged over fraudulent documentation

Funds-management/ASIC/

Following an ASIC investigation, investment manager Brett Trevillian has been charged for forging portfolio performance verification reports that were provided to potential investors.

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