Why don’t licensees fall under FSCP’s spotlight?

FSCP/ASIC/compliance/financial-advisers/

| By Jasmine Siljic |

While the Financial Services and Credit Panel can take action on individual advisers’ misconduct, a compliance professional unpacks why the panel does not always subject licensees to further action.

Read more about:

FSCP

ASIC

compliance

financial advisers

AUTHOR

Jasmine Siljic

Jasmine Siljic is a journalist at Money Management. Prior to joining MM, she also worked across other Momentum Media brands as an intern and cadet journalist. She recently completed a Bachelor of Media and Communications at Macquarie University.

View articles by Jasmine

Jasmine 's social profiles:

E-mail Author

The need for high barriers to entry in fund management

fund-management/fund-launch/fund-managers/equities/quality-investments/

| By Laura Dew |

Funds management

High entry requirements are vital to ensure fund management remains competitive, according to Blackwattle’s managing director Michael Skinner, as the firm approaches its first anniversary.

Read more about:

AUTHOR

Laura Dew

Laura Dew is editor at Money Management. Prior to joining MM, she spent five years working at Investment Week in the UK, covering asset and wealth management.

View articles by Laura

Laura 's social profiles:

Forager outlines fund delisting rationale

Forager/ASX/delisting/australian-equities/ETFs/

| By Laura Dew |

Funds management

Forager Funds Management has shared its rationale behind delisting its Australian Shares Fund from the ASX in favour of structuring it as an open-ended unit trust.

Read more about:

AUTHOR

Laura Dew

Laura Dew is editor at Money Management. Prior to joining MM, she spent five years working at Investment Week in the UK, covering asset and wealth management.

View articles by Laura

Laura 's social profiles:

Former Vanguard Super head lands asset manager CEO role

Bell-Asset-Management/vanguard/

| By Laura Dew |

Funds management

Michael Lovett, who left the investment giant just three months after launching its Vanguard Super offering, has taken up a CEO role at an Australian asset manager.

Read more about:

Bell Asset Management

vanguard

AUTHOR

Laura Dew

Laura Dew is editor at Money Management. Prior to joining MM, she spent five years working at Investment Week in the UK, covering asset and wealth management.

View articles by Laura

Laura 's social profiles:

Apostle appoints head of wholesale director

Apostle-Funds-Management/wholesale-investing/appointments/

| By Jasmine Siljic |

People & Products

Apostle Funds Management has appointed the newly created position of director, head of wholesale as the firm expands its Australian footprint in the wholesale sector.

Read more about:

Apostle Funds Management

wholesale investing

appointments

AUTHOR

Jasmine Siljic

View articles by Jasmine

Jasmine 's social profiles:

E-mail Author

HUB24 breaks through $100bn FUA

HUB24/platforms/Andrew-Alcock/

| By Laura Dew |

Financial planning

Platform HUB24 has reported $100 billion funds under administration in its latest quarterly results, helped by a 90 per cent rise in platform net inflows.

Read more about:

HUB24

platforms

Andrew Alcock

AUTHOR

Laura Dew

Laura Dew is editor at Money Management. Prior to joining MM, she spent five years working at Investment Week in the UK, covering asset and wealth management.

View articles by Laura

Laura 's social profiles:

InvestSMART platform’s ETFs to ‘empower advisers’

investSMART/Robo-advice/digital-advice/investment-platform/

| By Jasmine Siljic |

Financial planning

The Rask Group, in partnership with InvestSMART’s new investment platform, has announced three ETF strategies, aimed at empowering financial advisers to create and manage their own ETF portfolios.

Read more about:

AUTHOR

Jasmine Siljic

View articles by Jasmine

Jasmine 's social profiles:

E-mail Author

How can investment firms successfully reduce business costs?

abrdn/recruitment/employment/Kaizen-Recruitment/

| By Jasmine Siljic |

Funds management

As fund managers look to enhance efficiencies and reduce operating expenses amid active underperformance, former abrdn managing director Brett Jollie shares how to successfully do so.

Read more about:

AUTHOR

Jasmine Siljic

View articles by Jasmine

Jasmine 's social profiles:

E-mail Author

ASIC announces senior executive leadership exits

ASIC/ceo/warren-day/regulation/enforcement/recruitment/

| By Laura Dew |

People & Products

ASIC chief executive, Warren Day, is among senior executives to depart the corporate regulator amid changes to its leadership team.

Read more about:

AUTHOR

Laura Dew

Laura Dew is editor at Money Management. Prior to joining MM, she spent five years working at Investment Week in the UK, covering asset and wealth management.

View articles by Laura

Laura 's social profiles:

Relative Return: Supporting the financial services ecosystem

Podcast/Relative-Return/

| By Laura Dew |

Editorial

In this special episode of Relative Return, Momentum Media’s Phil Tarrant and Jordan Coleman discuss the publishing house’s expansion into greater coverage of the wealth management space.

Read more about:

Podcast

Relative Return

AUTHOR

Laura Dew

Laura Dew is editor at Money Management. Prior to joining MM, she spent five years working at Investment Week in the UK, covering asset and wealth management.

View articles by Laura

Laura 's social profiles:

Subscribe to

Never miss the latest news and developments in wealth management industry

SUBSCRIBE TO OUR NEWSLETTER

MARKET INSIGHTS

So we are now underwriting criminal scams?...

UGC to blame for 'eyewatering' CSLR cost increase

5 months ago

Glad to see the back of you Steve. You made financial more expensive, not more affordable as you claim, and presided ...

Stephen Jones to retire

5 months ago

Completely agree Peter. The definition of 'significant change is circumstances relevant to the scope of the advice' is s...

Adviser sees registration suspended over ROA usage

7 months ago

Why don’t licensees fall under FSCP’s spotlight?

AUTHOR

Jasmine Siljic

Jasmine 's social profiles:

The need for high barriers to entry in fund management

AUTHOR

Laura Dew

Laura 's social profiles:

Forager outlines fund delisting rationale

AUTHOR

Laura Dew

Laura 's social profiles:

Former Vanguard Super head lands asset manager CEO role

AUTHOR

Laura Dew

Laura 's social profiles:

Apostle appoints head of wholesale director

AUTHOR

Jasmine Siljic

Jasmine 's social profiles:

HUB24 breaks through $100bn FUA

AUTHOR

Laura Dew

Laura 's social profiles:

InvestSMART platform’s ETFs to ‘empower advisers’

AUTHOR

Jasmine Siljic

Jasmine 's social profiles:

How can investment firms successfully reduce business costs?

AUTHOR

Jasmine Siljic

Jasmine 's social profiles:

ASIC announces senior executive leadership exits

AUTHOR

Laura Dew

Laura 's social profiles:

Relative Return: Supporting the financial services ecosystem

AUTHOR

Laura Dew

Laura 's social profiles:

Never miss the latest news and developments in wealth management industry

Tariffs Across Eras: Why 2025 Is Not 1930

Zagga Retains 4-Star ‘Superior’ Rating by SQM Research for Fifth Consecutive Year

A Smarter Way to Invest in Property: WINIM Launches Australian Ready-to-Ready First Fund

From Investment Banking to Boutique Fund Management: How Rixon Capital’s Founder is Redefining Private Credit

MARKET INSIGHTS

Podcast

OUR PLATFORMS AND BRANDS

EVENTS AND SUMMITS

PODCASTS

LEARNING AND EDUCATION

MOMENTUM MARKETS NETWORK

STAY CONNECTED

USEFUL LINKS

OUR PLATFORMS AND BRANDS

EVENTS AND SUMMITS

PODCASTS

LEARNING AND EDUCATION

MOMENTUM MARKETS NETWORK

LINKS

CATEGORIES

STAY CONNECTED