ASIC appoints 2 to senior leadership team

ASIC/appointments/Joe-Longo/

ASIC has made two appointments to its senior executive leadership team covering regulation and enforcement following an international search.

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How women can build a personal ‘advisory board’

women-in-finance/women-in-financial-services/gender-diversity/gender-equality/

Building a network of mentors and coaches with varied skill sets could help women achieve their career goals, according to an FBAA executive.

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Relative Return Unplugged: Why are defence ETFs taking off?

Podcast/Relative-Return/

We explore the current state of global military power structures and how a range of factors are influencing defe

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Former Sydney adviser pleads guilty to dishonest conduct

ASIC/court/dishonesty-charges/

Former Sydney financial adviser, David Valvo, has pled guilty in court to a charge of dishonest conduct.

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Perpetual kicks off FY25 with positive inflows

Perpetual/inflows/asset-management/AUM/

Perpetual has reported positive quarterly net inflows for the first time in 12 months, the first under the remit of new chief executive Bernard Reilly.

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AMP shares Q3 results amid advice divestment

amp/financial-advice/platform/amp-north/Alexis-George/

AMP has reported its Q3 results and provided a progress update on the divestment of its advice division to Entireti.

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Micro-AFSLs climb as large licensees halve

Wealth-Data/Colin-Williams/licensees/self-licensing/

Exclusive analysis from Wealth Data shows the number of AFSLs in the holistic advice model with one to two advisers has risen 54 per cent over the past five years, while licensees with 100 or more have halved.

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Compliance mistakes advisers can avoid from Dixon Advisory

AFCA/Dixon-Advisory/compliance/complaints/SMSFs/

A compliance expert has shared three tips that financial advisers can learn from the mistakes of Dixon Advisory, based on the firm's AFCA determinations.

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CFS introduces low-cost digital advice solution

CFS/colonial-first-state/otivo/digital-advice/

Colonial First State has unveiled its tailored digital financial advice offering, designed by Otivo, for unadvised CFS FirstChoice superannuation members at just $88 per annum.

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Insignia managed account FUM hits $10bn

insignia-financial/SMA/managed-accounts/MDA/mlc/

Managed account solutions at Insignia Financial have hit $10 billion in funds under management as it adds 11 model portfolios to Expand.

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