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The Australian Securities and Investments Commission is claiming licensees shouldn’t be needing to remediate clients beyond a seven-year horizon, but has left open the qu...
The Australian Securities and Investments Commission is arguing that obtaining professional indemnity insurance is not as big a problem for financial planning licensees a...
The Government needs to address underperformance in the superannuation system before stapling of super accounts begins, according to the Australian Institute of Superannu...
The introduction of design and distribution obligations this October will make it even more important for firms to have strict data management processes in place, accordi...
Almost three-quarters of fund professionals expect to see consolidation of the superannuation industry this year in a bid to reduce costs, according to Calastone....
The State Street Investor Confidence index finished 2020 with an increase of 13.3 points in December, reaching the level of 104.1 from November’s revised reading of 90.8....
Investors should not forget that while there has been a rebound of the Chinese economy from the COVID-19 pandemic, it still has its risks of being an emerging market, deV...
The corporate regulator alleges the financial technology firm’s brochure on self-managed superannuation funds was misleading. ...
The Australian Securities and Investments Commission is insisting it has empathy for financial planning licensees because it has both former advisers and paraplanners in ...
The industry funds-owned IFM Investors is suggesting that the Liberal-dominated House of Representatives Standing Committee on Economics is unreasonably singling it out f...
The Australian Council of Trade Unions believes the Government’s superannuation exposure draft legislation is an ‘attack’ on working people and their retirement savings. ...
Without the wide distribution of COVID vaccines, the virus and the economy will remain locked together and investors should get ready for a bumpy start of the new economi...
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Significant ethical issues there. If a relationship is in the process of breaking down then both parties are likely to b...
It's not licensees not putting them on, it's small businesses (that are licensed) that cannot afford to put them on. The...
So we are now underwriting criminal scams?...