POLICY & REGULATION

INDUSTRY NEWS

The manipulation of youth bank accounts by CBA staff shows that the dominant culture within Australian banks is rotten and must be overhauled, according to the Finance Se...

INDUSTRY NEWS

The Turnbull Government has released draft legislation on the tax treatment of stapled structures aimed at ensuring foreign investors pay their fair share of tax....

INDUSTRY NEWS

The securities regulator has charged Sydney-based IT consultant Steven Oakes with unauthorised access to data held in a computer, insider trading, and destroying or conce...

INDUSTRY NEWS

The securities regulator is seeking feedback on various proposals relating to both naked and covered short selling....

INDUSTRY NEWS

The Federal Treasurer, Scott Morrison has exhorted the Australian Securities and Investments Commission to utilise the additional powers and resources it has been handed ...

INDUSTRY NEWS

The Finance Sector Union is arguing that the existing financial services regulatory regime has been found wonting and that the Royal Commission needs to recommend impleme...

INDUSTRY NEWS

The financial services regulators have emerged as substantial Budget funding winners from the Royal Commission with financial services firms expected to foot much of the ...

INDUSTRY NEWS

The Australian Securities and Investments Commission has permanently banned Perth insurance broker, Antonino Gucciardi. ...

INDUSTRY NEWS

The Commonwealth Bank has reached an agreement with the regulator to settle legal proceedings relating to claims of manipulation of the Bank Bill Swap Rate....

INDUSTRY NEWS

The Government has set itself to make women’s retirement incomes security an election issue by flagging the release of a women’s “economic security statement” in Septembe...

INDUSTRY NEWS

There is speculation that tonight’s Federal Budget may hit the so-called ‘gig economy’ but tightening up the rules around the superannuation guarantee for single worker b...

INDUSTRY NEWS

While the financial services industry stands to be disrupted by blockchain, the technology is still in its infancy....

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MARKET INSIGHTS

The succession dilemma is more than just a matter of commitments.This isn’t simply about younger vs. older advisers. It’...

1 week 4 days ago

Significant ethical issues there. If a relationship is in the process of breaking down then both parties are likely to b...

1 month ago

It's not licensees not putting them on, it's small businesses (that are licensed) that cannot afford to put them on. The...

1 month 1 week ago

AMP has settled on two court proceedings: one class action which affected superannuation members and a second regarding insurer policies. ...

4 days 13 hours ago

ASIC has released the results of the latest adviser exam, with August’s pass mark improving on the sitting from a year ago. ...

2 weeks ago

The inquiry into the collapse of Dixon Advisory and broader wealth management companies by the Senate economics references committee will not be re-adopted. ...

3 weeks ago
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