Powered by
MOMENTUM
MEDIA
POWERED BY MOMENTUM MEDIA
POLICY & REGULATION
INDUSTRY NEWS
Authorised advisers need to make sure they’re on ASIC’s Financial Advisers Register by the end of the year, before new professional standards take effect, or risk being t...
INDUSTRY NEWS
The frequent contact between ASIC commissioners and the chief executives and boards of the institutions they regulate is purely professional, ASIC’s chair has told the Ro...
INDUSTRY NEWS
The chair of the Commonwealth Bank, Catherine Livingstone, has asserted that the inability of senior management to meet her challenge over their conduct had convinced her...
INDUSTRY NEWS
UBS Securities has been slapped with a $120,000 penalty by the regulator’s Markets Disciplinary Panel after it had reasonable grounds to believe that UBS contravened mark...
INDUSTRY NEWS
Commonwealth Bank chief executive, Matt Comyn has questioned the quality of some of the bank’s previous senior executives, suggesting some had not represented appropriate...
INDUSTRY NEWS
The securities regulator has banned Yossef Ashkenazi of Victoria from providing financial services for a period of eight years....
INDUSTRY NEWS
The Royal Commission will today begin its final round of hearings looking at what caused the misconduct and what can be done to fix those causes....
INDUSTRY NEWS
The Australian Securities and Investments Commission has pointed to the recent adverse publicity around the financial services industry having driven up the level of whis...
INDUSTRY NEWS
A former Perth financial services representative has been banned from providing financial services following a Court conviction for four counts of stealing....
INDUSTRY NEWS
The Labor Party’s proposed reforms to negative gearing and capital gains tax could split the property market in two, despite promises from Canberra that the changes would...
INDUSTRY NEWS
The Federal Government is proposing to increase the value limit of products in employee share schemes that can be offered in a 12-month period from $5,000 to $10,000 per ...
INDUSTRY NEWS
The Australian Securities and Investments Commission has declared that just because behaviour is lawful does not make it an excuse where consumer detriment is concerned....
Never miss the latest news and developments in wealth management industry
MARKET INSIGHTS
Podcast
Significant ethical issues there. If a relationship is in the process of breaking down then both parties are likely to b...
It's not licensees not putting them on, it's small businesses (that are licensed) that cannot afford to put them on. The...
So we are now underwriting criminal scams?...