Powered by
MOMENTUM
MEDIA
POWERED BY MOMENTUM MEDIA
POLICY & REGULATION
INDUSTRY NEWS
With elements of its superannuation legislation stalled by the Christmas/New Year Parliamentary break the Government has opted to use its regulatory powers to push throug...
INDUSTRY NEWS
The Federal Government has appointed the Productivity Commission deputy chair, Karen Chester as the replacement for Peter Kell as deputy chair of the Australian Securitie...
INDUSTRY NEWS
IOOF Limited has vowed a vigorous defence of the regulatory action launched against it by the Australian Prudential Regulation Authority....
INDUSTRY NEWS
The Australian Prudential Regulation Authority’s regulatory action against IOOF has prompted ANZ to “review” the sale of its wealth businesses to IOOF....
INDUSTRY NEWS
The Australian Prudential Regulation Authority has initiated action against IOOF including seeking the disqualification of its most senior executives, including managing ...
INDUSTRY NEWS
National Australia Bank has tightened the regime around executive remuneration, giving it more scope to claw back options and bonuses when things go wrong....
INDUSTRY NEWS
Some of the Government’s most important superannuation policy legislation has remained stranded on the notice paper with Parliament rising until February and an election ...
INDUSTRY NEWS
The new industry funding model for the Australian Securities and Investments Commission will see financial planning licensees and credit providers carrying some of the gr...
INDUSTRY NEWS
Rather than increasing funding to the regulators the Government should be pursuing a last resort compensation scheme, according to the Victims of Financial Fraud group....
INDUSTRY NEWS
The Australian Securities and Investments Commission has cancelled a Melbourne-based OTC derivative issuer’s licence and its former director has been banned. ...
INDUSTRY NEWS
The Australian Securities and Investments Commission has cancelled the Australian financial services licence and credit licence of Financial Circle....
INDUSTRY NEWS
The Australian Securities and Investments Commission has charged a former Melbourne financial planner with 13 dishonesty offences....
Never miss the latest news and developments in wealth management industry
MARKET INSIGHTS
Podcast
Significant ethical issues there. If a relationship is in the process of breaking down then both parties are likely to b...
It's not licensees not putting them on, it's small businesses (that are licensed) that cannot afford to put them on. The...
So we are now underwriting criminal scams?...