POLICY & REGULATION

INDUSTRY NEWS

The former chief executive of van Eyk Research has been sentenced following his conviction for dishonestly using his director position....

INDUSTRY NEWS

APRA has imposed additional licence conditions on trustees of superannuation funds within the Insignia Group. ...

INDUSTRY NEWS

Assistant Treasurer and minister for financial services, Stephen Jones, has welcomed the Senate inquiry into ASIC investigation and enforcement....

INDUSTRY NEWS

The Senate Economics References committee has published the terms of reference for its inquiry into ASIC enforcement and welcomed submissions....

INDUSTRY NEWS

There were almost 900 breach reports made to ASIC regarding financial advice activities in the first nine months of its reportable situations regime. ...

INDUSTRY NEWS

Timeshare company Ultiqa Lifestyle Promotions has been ordered by the Federal Court to pay $900,000 following a ruling its advisers failed to act in consumers’ best inter...

INDUSTRY NEWS

Chairs of Australia’s financial regulators have told the House of Representatives economics committee of their focuses for the year ahead including cryptocurrency and gre...

INDUSTRY NEWS

ASIC has banned a Sydney director for three years after he tried to approach determinations by the Australian Financial Complaints Authority, including for inappropriate ...

INDUSTRY NEWS

The Australian Law Reform Commission has published its second interim report on changes to financial services legislation including a proposed legislative model. ...

INDUSTRY NEWS

The corporate regulator has made an interim stop order on a fund investing in shopping centres because of a non-compliant target market determination....

INDUSTRY NEWS

Regulatory action against Colonial First State and Commonwealth Bank alleging breaches of conflicted remuneration laws have been dismissed by the Federal Court....

INDUSTRY NEWS

Dixon Advisory and Superannuation Services has been penalised $7.2 million by the Federal Court....

 

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Squeaky'21

My view is that after 2026 there will be quite a bit less than 10,000 'advisers' (investment advisers) and less than 100...

5 days 22 hours ago
Jason Warlond

Dugald makes a great point that not everyone's definition of green is the same and gives a good example. Funds have bee...

5 days 23 hours ago
Jasmin Jakupovic

How did they get the AFSL in the first place? Given the green light by ASIC. This is terrible example of ASIC's incompet...

6 days 22 hours ago

AustralianSuper and Australian Retirement Trust have posted the financial results for the 2022–23 financial year for their combined 5.3 million members....

9 months 1 week ago

A $34 billion fund has come out on top with a 13.3 per cent return in the last 12 months, beating out mega funds like Australian Retirement Trust and Aware Super. ...

9 months ago

The verdict in the class action case against AMP Financial Planning has been delivered in the Federal Court by Justice Moshinsky....

9 months 1 week ago