POLICY & REGULATION

INDUSTRY NEWS

The Australian Labor Party has spread the focus on financial services across three members of its Shadow Cabinet team....

INDUSTRY NEWS

The Australian Securities and Investments Commission has cautioned that simply selling crypto products offshore won’t stop the regulatory from enforcing business’ domesti...

INDUSTRY NEWS

AMP Limited has vowed to vigorously defend a class action over fees charged to members of its superannuation funds....

INDUSTRY NEWS

Clients of failed stockbroker BBY can now lodge their claims online after four years of investigations and legal proceedings....

INDUSTRY NEWS

When the new assistant minister for Superannuation, Financial Services and Financial Technology, Jane Hume is sworn in tomorrow she will face some significant challenges ...

INDUSTRY NEWS

Industry bodies have applauded the Government’s appointments to the Treasury, stating it is a ‘clear indication’ of the strategic focus being placed on financial services...

INDUSTRY NEWS

With a background in banking, investment banking and even industry funds, Senator Jane Hume will bring an almost unprecedented level of knowledge to the financial service...

INDUSTRY NEWS

The Australian Prudential Regulation Authority has put a number of financial institutions on notice that their governance arrangements are such that they risk being subje...

INDUSTRY NEWS

The Australian Securities and Investments Commission has banned a former Sydney financial adviser for five years after running up debts of $9.8 million....

INDUSTRY NEWS

The Australian Prudential Regulation Authority has pointed to the problems identified in the Commonwealth Bank Prudential Inquiry as also affecting other financial servic...

INDUSTRY NEWS

Reserve Bank of Australia governor Philip Lowe has given his strongest indicator yet that a cut to the cash rate could come as early as June....

INDUSTRY NEWS

The Financial Services Council has urged the Federal Government to consult on its post-election agenda, while calling for a single regulatory regime for financial adviser...

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MARKET INSIGHTS

The succession dilemma is more than just a matter of commitments.This isn’t simply about younger vs. older advisers. It’...

1 week 5 days ago

Significant ethical issues there. If a relationship is in the process of breaking down then both parties are likely to b...

1 month ago

It's not licensees not putting them on, it's small businesses (that are licensed) that cannot afford to put them on. The...

1 month 1 week ago

AMP has settled on two court proceedings: one class action which affected superannuation members and a second regarding insurer policies. ...

4 days 18 hours ago

ASIC has released the results of the latest adviser exam, with August’s pass mark improving on the sitting from a year ago. ...

2 weeks ago

The inquiry into the collapse of Dixon Advisory and broader wealth management companies by the Senate economics references committee will not be re-adopted. ...

3 weeks ago
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