Powered by
MOMENTUM
MEDIA
POWERED BY MOMENTUM MEDIA
POLICY & REGULATION
INDUSTRY NEWS
The four recommendations being legislated relate to mortgage brokers, consumer protection, and insurance contracts....
INDUSTRY NEWS
Peter Jianchao Xu has been banned by the Australian Securities and Investments Commission for failing to comply with best interests duty....
INDUSTRY NEWS
The Association of Financial Advisers believes the approach adopted by ASIC will give the Financial Adviser Standards and Ethics Authority an opportunity to engage in gen...
INDUSTRY NEWS
The Australian Securities and Investments Commission has imposed a five-year ban on former Linchpin Capital director, Paul Neilsen....
INDUSTRY NEWS
Under the Corporations Act, the Australian Securities and Investments Commission does not have a role as a code monitoring body and is prevented from exercising its power...
INDUSTRY NEWS
Westpac has withheld the bonuses of its most senior executives and some of its general management until it determines who should be held accountable for its alleged AUSTR...
INDUSTRY NEWS
The chair of the Australian Securities and Investments Commission, James Shipton has declared the regulator treats industry and retail funds equally....
INDUSTRY NEWS
Parliamentary committee questioning has seen the Australian Securities and Investments Commission detailing the extent of its interactions with consumer group, Choice....
INDUSTRY NEWS
The board of IOOF Limited has declared former managing director, Chris Kelaher’s deferred shares forfeit despite the company’s defeat of the Australian Prudential Regulat...
INDUSTRY NEWS
Enforceable undertakings too often entail zero penalties and the Australian Securities and Investments Commission would prefer to litigate....
INDUSTRY NEWS
Questions have been raised about the appropriateness of an Australian Securities and Investments Commission class order which absolves worker entitlement funds run by tra...
INDUSTRY NEWS
APRA’s heatmap will include four investment performance measures that reflect the level of growth or defensive assets and trustees will have no excuse as to why a metric ...
Never miss the latest news and developments in wealth management industry
MARKET INSIGHTS
Podcast
The succession dilemma is more than just a matter of commitments.This isn’t simply about younger vs. older advisers. It’...
Significant ethical issues there. If a relationship is in the process of breaking down then both parties are likely to b...
It's not licensees not putting them on, it's small businesses (that are licensed) that cannot afford to put them on. The...