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INDUSTRY NEWS
The Federal Treasury has delivered only vague answers to Parliamentary questioning about the future funding of the Financial Adviser Standards and Ethics Authority....
INDUSTRY NEWS
The Financial Adviser Standards and Ethics Authority is now officially overdue in providing answers to key questions around Australian Securities and Investments Commissi...
INDUSTRY NEWS
Insurance inside superannuation needs a properly resourced code administrator with sanction powers, according to the Australian Securities and Investments Commission....
INDUSTRY NEWS
The Australian Securities and Investments Commission has investigated 10 superannuation funds in the past four years – nine of them were retail funds....
INDUSTRY NEWS
The Australian Prudential Regulation Authority has named the major consultancies which assisted with its heat map development – Rice Warner, Deloitte and David Bell – but...
INDUSTRY NEWS
Just hours after a trading halt on the Australian Securities Exchange, the Australian Securities and Investments Commission has announced Federal Court action around alle...
INDUSTRY NEWS
Westpac’s AUSTRAC issues saw 3,390 people exit its latest share purchase plan at a cost of $68 million....
INDUSTRY NEWS
The likely introduction of a Director Identification Number (DIN) next year may put paid to some controversial multiple directorship in the financial services industry....
INDUSTRY NEWS
AMP Limited has announced a 12-month roll-out of annual advice agreements as it phases out ongoing advice arrangements for both aligned and salaried advisers....
INDUSTRY NEWS
The Government may have promised action months ago, but the legislation which will extend the time-frames applying to the Financial Adviser Standards and Ethics Authority...
INDUSTRY NEWS
Unsolicited cold call sales of direct life insurance and consumer credit insurance are to be banned by the Australian Securities and Investments Commission....
INDUSTRY NEWS
Intra-fund advice fees will be rolled up into administration fees and costs and the Australian Securities and Investments Commission has foreshadowed moving on fees and c...
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The succession dilemma is more than just a matter of commitments.This isn’t simply about younger vs. older advisers. It’...
Significant ethical issues there. If a relationship is in the process of breaking down then both parties are likely to b...
It's not licensees not putting them on, it's small businesses (that are licensed) that cannot afford to put them on. The...