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INDUSTRY NEWS
The Australian Securities and Investments Commission is working to rectify its systems after identifying a cyber attack affecting Australian credit licence applications....
INDUSTRY NEWS
Deloitte Access Economics may have delivered Victoria a solid growth forecast for 2021 but the latest ratings downgrade from Standard and Poor’s suggests a very different...
INDUSTRY NEWS
Insurers have been granted some wriggle room on the regulatory requirements around delivering product disclosure statements and financial services guides to clients and a...
INDUSTRY NEWS
A NSW Supreme Court Judge has admonished the Australian Financial Complaints Authority for stepping beyond what is appropriate by “joining the fray” to prompt the filing ...
INDUSTRY NEWS
The licence will continue on a limited basis for anther year to ensure Halifax follows through required obligations to previous customers....
INDUSTRY NEWS
The corporate regulator has approved variations to the banking code of practice, including improving the definition of small business....
INDUSTRY NEWS
The Financial Adviser Standards and Ethics Authority has denied its chief executive, Stephen Glenfield, deliberately misled a Parliamentary Committee about the public ava...
INDUSTRY NEWS
The Australian Securities and Investments Commission is arguing that obtaining professional indemnity insurance is not as big a problem for financial planning licensees a...
INDUSTRY NEWS
The introduction of design and distribution obligations this October will make it even more important for firms to have strict data management processes in place, accordi...
INDUSTRY NEWS
The Australian Securities and Investments Commission is insisting it has empathy for financial planning licensees because it has both former advisers and paraplanners in ...
INDUSTRY NEWS
The stock exchange outage in November led to deteriorating liquidity, the Australian Securities and Investments Commission has found, but the regulator has questioned why...
INDUSTRY NEWS
The stock exchange outage in November led to deteriorating liquidity, the Australian Securities and Investments Commission has found, but the regulator has questioned why...
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The succession dilemma is more than just a matter of commitments.This isn’t simply about younger vs. older advisers. It’...
Significant ethical issues there. If a relationship is in the process of breaking down then both parties are likely to b...
It's not licensees not putting them on, it's small businesses (that are licensed) that cannot afford to put them on. The...