POLICY & REGULATION

INDUSTRY NEWS

Tough questions are awaiting the Australian Securities and Investments Commission when it fronts the Parliamentary Joint Committee on Corporations and Financial Services ...

INDUSTRY NEWS

The Ethics Centre has been named by ASIC as being amongst a number of organisations which have benefited from ‘residual’ advice remediation payments. ...

INDUSTRY NEWS

Ananda Kathiravelu has been convicted for conspiring to manipulate the market by attempting to inflate the value of the share price of Radar Iron Limited....

INDUSTRY NEWS

Major financial services groups are urging the Government to provide incentives for people to top-up their superannuation but there are concerns that a lack of detailed r...

INDUSTRY NEWS

On the eve of a major superannuation conference, the Australian Securities and Investments Commission has reminded superannuation fund trustees the degree to which they w...

INDUSTRY NEWS

Adrian Coronno and Domenico Luvera have been disqualified by the corporate regulator due to involvement in four failed companies which owed more than $1.5 million....

INDUSTRY NEWS

CPA Australia has not only backed industry funds on urging the Government to use the Budget to allow early release superannuation top-ups but has also backed funding a th...

INDUSTRY NEWS

Both licences were cancelled because the firm failed to demonstrate it has the competence and resources to provide financial services and credit activities. ...

INDUSTRY NEWS

While an appropriate superannuation guarantee is between 9.5% to 12% setting the levy is complex, the Actuaries Institute believes....

INDUSTRY NEWS

The Treasurer, Josh Frydenberg, made his decision on Australian Securities and Investments Commission chairman, James Shipton’s future based on Treasury legal advice on w...

INDUSTRY NEWS

Australian Securities and Investments Commission chair, James Shipton has been cleared of any wrongdoing but has agreed to leave the regulator....

INDUSTRY NEWS

Labor front-bencher, Stephen Jones will go head to head with Senator Jane Hume in the growing debate around superannuation following a Federal Opposition front-bench resh...

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MARKET INSIGHTS

The succession dilemma is more than just a matter of commitments.This isn’t simply about younger vs. older advisers. It’...

1 month 3 weeks ago

Significant ethical issues there. If a relationship is in the process of breaking down then both parties are likely to b...

2 months 2 weeks ago

It's not licensees not putting them on, it's small businesses (that are licensed) that cannot afford to put them on. The...

2 months 3 weeks ago

ASIC has canceled the AFSL of Sydney-based asset consultant and research firm....

3 weeks 4 days ago

ASIC has banned a Melbourne-based financial adviser for eight years over false and misleading statements regarding clients’ superannuation investments....

1 week 6 days ago

ASIC has banned a Melbourne-based financial adviser who gave inappropriate advice to his clients including false and misleading Statements of Advice....

1 week 4 days ago
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