POLICY & REGULATION

INDUSTRY NEWS

Tough questions are awaiting the Australian Securities and Investments Commission when it fronts the Parliamentary Joint Committee on Corporations and Financial Services ...

INDUSTRY NEWS

The Ethics Centre has been named by ASIC as being amongst a number of organisations which have benefited from ‘residual’ advice remediation payments. ...

INDUSTRY NEWS

Ananda Kathiravelu has been convicted for conspiring to manipulate the market by attempting to inflate the value of the share price of Radar Iron Limited....

INDUSTRY NEWS

Major financial services groups are urging the Government to provide incentives for people to top-up their superannuation but there are concerns that a lack of detailed r...

INDUSTRY NEWS

On the eve of a major superannuation conference, the Australian Securities and Investments Commission has reminded superannuation fund trustees the degree to which they w...

INDUSTRY NEWS

Adrian Coronno and Domenico Luvera have been disqualified by the corporate regulator due to involvement in four failed companies which owed more than $1.5 million....

INDUSTRY NEWS

CPA Australia has not only backed industry funds on urging the Government to use the Budget to allow early release superannuation top-ups but has also backed funding a th...

INDUSTRY NEWS

Both licences were cancelled because the firm failed to demonstrate it has the competence and resources to provide financial services and credit activities. ...

INDUSTRY NEWS

While an appropriate superannuation guarantee is between 9.5% to 12% setting the levy is complex, the Actuaries Institute believes....

INDUSTRY NEWS

The Treasurer, Josh Frydenberg, made his decision on Australian Securities and Investments Commission chairman, James Shipton’s future based on Treasury legal advice on w...

INDUSTRY NEWS

Australian Securities and Investments Commission chair, James Shipton has been cleared of any wrongdoing but has agreed to leave the regulator....

INDUSTRY NEWS

Labor front-bencher, Stephen Jones will go head to head with Senator Jane Hume in the growing debate around superannuation following a Federal Opposition front-bench resh...

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MARKET INSIGHTS

So we are now underwriting criminal scams?...

5 months ago

Glad to see the back of you Steve. You made financial more expensive, not more affordable as you claim, and presided ...

5 months 1 week ago

Completely agree Peter. The definition of 'significant change is circumstances relevant to the scope of the advice' is s...

7 months 1 week ago

The FSCP has issued a written direction to an adviser who charged clients “extraordinary fees” for inappropriate and conflicted advice, as well as encouraged them to swit...

1 week 6 days ago

ASIC has cancelled the AFSL of an advice firm associated with Shield and First Guardian collapses, and permanently banned its responsible manager. ...

3 weeks 2 days ago

ASIC has confirmed the industry funding levy for the 2024–25 financial year, and how much licensees can expect to pay....

3 days 19 hours ago