POLICY & REGULATION

INDUSTRY NEWS

The Governance Institute has urged the Senate to wait for hard evidence from a whistleblowing project from Griffith University before making recommendations rather than r...

INDUSTRY NEWS

The Financial Services Council has conceded that a more exacting MySuper approval process may be needed before all MySuper funds can be offered as defaults....

INDUSTRY NEWS

Westpac has emerged as the latest major bank to reveal the manner in which regulatory and compliance costs are dragging on its wealth management businesses....

INDUSTRY NEWS

Combining regulation and technology, regtech, could solve regulatory and compliance burdens to create new efficiencies in the financial system, the Federal Treasurer beli...

INDUSTRY NEWS

The Government’s review of financial services external dispute resolution has revealed overwhelming industry support for a last resort compensation scheme....

INDUSTRY NEWS

The Law Council of Australia claims few consumers are capable of pursuing disputes through FOS and other EDR providers without legal representation or advice....

INDUSTRY NEWS

The chief ombudsman, Shane Tregellis, has said the Financial Ombudsman Service is never reluctant to call on the expertise of planners to help in dealing with disputes....

INDUSTRY NEWS

The Australian Securities and Investments Commission is perceived as diverting funding away from external dispute resolution towards its own regulatory agenda, according ...

INDUSTRY NEWS

The Government announced a new independent standards body for financial advisers, as a part of its professional standard reforms....

INDUSTRY NEWS

The Australian Bankers Association says public support for a Royal Commission is far less than is being claimed....

INDUSTRY NEWS

The Australian Securities and Investments Commission will scrutinise non-advised life/risk sales as a central element of the second stage of its examination of claims han...

INDUSTRY NEWS

Business confidence has fallen from its five year high, while perceptions about Australia’s economic outlook improve, according to a new Sensis survey. ...

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MARKET INSIGHTS

The succession dilemma is more than just a matter of commitments.This isn’t simply about younger vs. older advisers. It’...

2 weeks ago

Significant ethical issues there. If a relationship is in the process of breaking down then both parties are likely to b...

1 month 1 week ago

It's not licensees not putting them on, it's small businesses (that are licensed) that cannot afford to put them on. The...

1 month 2 weeks ago

AMP has settled on two court proceedings: one class action which affected superannuation members and a second regarding insurer policies. ...

1 week ago

ASIC has released the results of the latest adviser exam, with August’s pass mark improving on the sitting from a year ago. ...

2 weeks 3 days ago

The inquiry into the collapse of Dixon Advisory and broader wealth management companies by the Senate economics references committee will not be re-adopted. ...

3 weeks 3 days ago
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