POLICY & REGULATION

INDUSTRY NEWS

The Federal Government will impose a six basis point levy on the major banks but has specifically excluded superannuation and insurance businesses....

INDUSTRY NEWS

The Australian Bankers Association has hit back at the Government over the imposition of a levy on the major banks saying it is counter-productive and was imposed without...

INDUSTRY NEWS

FSC calls for end to politicisation of financial services and to calls for a Royal Commission....

INDUSTRY NEWS

The Federal Budget has confirmed the creation of a single financial services EDR scheme – the Financial Complaints Authority....

INDUSTRY NEWS

The Australian Securities and Investments Commission has obtained Federal Court orders against an advice firm accused of FoFa breaches....

INDUSTRY NEWS

Vertical integration in the financial services industry will be the subject of scrutiny by the Productivity Commission....

INDUSTRY NEWS

Licensees providing holistic advice will be hit harder than those focused on general and wholesale advice under the Government’s new industry funding proposals for the Au...

INDUSTRY NEWS

A robust and independent whistleblowing process needs to replace the current act to help employees feel comfortable about fearlessly reporting misconduct, the Governance ...

INDUSTRY NEWS

The Federal Government is looking to tighten the arrangements around 'stapled' structures but is not ready to announce anything in the Budget....

INDUSTRY NEWS

The Financial Services Council has confirmed it is no longer seeking changes to the FOFA regime and that includes opt-in, product disclosure statement and best interests....

INDUSTRY NEWS

Mortgage brokers don’t spruik products and options the way financial advisers do and should therefore be subject to different regulatory considerations, according to the ...

INDUSTRY NEWS

A new survey suggests small and medium businesses are losing confidence in the Turnbull Government even though they have faith in the economy....

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MARKET INSIGHTS

The succession dilemma is more than just a matter of commitments.This isn’t simply about younger vs. older advisers. It’...

1 week 6 days ago

Significant ethical issues there. If a relationship is in the process of breaking down then both parties are likely to b...

1 month 1 week ago

It's not licensees not putting them on, it's small businesses (that are licensed) that cannot afford to put them on. The...

1 month 2 weeks ago

AMP has settled on two court proceedings: one class action which affected superannuation members and a second regarding insurer policies. ...

6 days 10 hours ago

ASIC has released the results of the latest adviser exam, with August’s pass mark improving on the sitting from a year ago. ...

2 weeks 2 days ago

The inquiry into the collapse of Dixon Advisory and broader wealth management companies by the Senate economics references committee will not be re-adopted. ...

3 weeks 2 days ago
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