The Australian Securities and Investments Commission is continuing to pursue one of its longest-ever litigations surrounding the collapse of MFS Investment Management by ...

ASIC has imposed additional conditions on the Australian financial services licence of Kaz Capital, following concern on the adequacy and effectiveness of the company’s c...

The IOOF acquisition of the ANZ pensions and investments business has been delayed to meet the requirements resulting from last year’s Australian Prudential Regulation Au...

Industry organisations and firms have until 1 February to lodge a pre-Budget submission with the Federal Treasury but, thus far, no one actually has....

Having an unblemished record as a chartered accountant is not justification in itself for being granted an Australian Financial Services License, according to the Adminis...

The Australian Securities and Investments Commission may be well away from finalising the RG 97 regime but it wants financial services firms to deliver ‘good faith’ compl...

The Australian Securities and Investments Commission is moving to eliminate the reporting of intrafund advice costs as separate line item for superannuation funds....

The Association of Financial Advisers has expressed concern at the impact of the Financial Adviser Standards and Ethics Authority denying higher education providers the r...

The Association of Financial Advisers has warned that not enough financial advice experience and understanding has been applied to developing the Financial Adviser Standa...

The Australian Securities and Investments Commission has signalled it is not yet finished with its already two-year-old court against Westpac/BT over alleged client ‘best...

The industry funds dominated Australian Council of Superannuation Investors has helped deliver ‘first strikes’ against the remuneration reports of National Australia Bank...