FINANCIAL PLANNING

INDUSTRY NEWS

Outsourcing processing roles is not just about cost-cutting, according to India-based Sundaram Business Services....

INDUSTRY NEWS

The Commonwealth Bank (CBA) has responded to its grilling at a Senate Committee by restating its compliance with the inquiry’s requests for more information. ...

INDUSTRY NEWS

An ageing population has meant retirees and pre-retirees now make up 66 per cent of financial planning clients and 82 per cent of planner funds under advice...

INDUSTRY NEWS

The Senate Committee reviewing ASIC has lambasted ASIC and CommFP and signalled further quizzing of compensation arrangements....

INDUSTRY NEWS

Dispute resolution specialist rejects claims by CBA that clients of Don Nguyen were not compensated because of lack of documentation ...

INDUSTRY NEWS

Financial services firms concerned about compliance may be better off sharing a licence with other parts of the business, a specialist lawyer says. ...

INDUSTRY NEWS

The FPA has welcomed ASIC and dealer group support for moves to separate product sales and advice....

INDUSTRY NEWS

Industry Fund Services (IFS) has resolved compliance issues related to incorrect investment of client funds into an unregistered management investment scheme...

INDUSTRY NEWS

The Financial Ombudsman Service claims it will deliver on first round of changes to improve dispute resolution process...

INDUSTRY NEWS

Banks are being warned against high risk lending by the Australian Prudential Regulation Authority (APRA), as house prices continue to grow in many markets across the cou...

INDUSTRY NEWS

h Financial planning dealer group WB Financial has partnered with specialist financial services provider Praemium to relaunch its separately managed account (SMA) platfor...

INDUSTRY NEWS

Australian based fund manager La Trobe Financial has setup formal registration in the Shanghai Free Trade Zone (FT Zone). ...

sub-bgsidebar subscription

Never miss the latest news and developments in wealth management industry

MARKET INSIGHTS

So we are now underwriting criminal scams?...

6 months ago

Glad to see the back of you Steve. You made financial more expensive, not more affordable as you claim, and presided ...

6 months 1 week ago

Completely agree Peter. The definition of 'significant change is circumstances relevant to the scope of the advice' is s...

8 months 1 week ago

Despite the financial adviser exam being rooted in ethics, two professional year advisers believe the lack of support and transparency from the regulator around the exam ...

3 weeks 3 days ago

Australian retirees could increase their projected annual incomes by as much as 51 per cent through comprehensive financial advice, according to a Vanguard study, but cos...

3 weeks 2 days ago

Libby Roy has been appointed as an independent non-executive director on the board of AZ NGA....

2 weeks 4 days ago