Opes directors surrender passports

australian-securities-and-investments-commission/federal-court/director/

7 April 2008
| By George Liondis |

The Australian Securities and Investments Commission (ASIC) today obtained court orders preventing a third Opes Prime Stockbroking director from leaving the country.

ASIC obtained orders by consent of the Federal Court in Melbourne preventing Lirim Emini from leaving the country.

Anthony Blumberg and Julian Smith have also agreed to surrender their passports to their legal advisers and give the regulator seven days notice of any intention to travel.

The orders will remain in effect until October 3, 2008.

Read more about:

AUTHOR

Recommended for you

sub-bgsidebar subscription

Never miss the latest news and developments in wealth management industry

MARKET INSIGHTS

The succession dilemma is more than just a matter of commitments.This isn’t simply about younger vs. older advisers. It’...

1 month 3 weeks ago

Significant ethical issues there. If a relationship is in the process of breaking down then both parties are likely to b...

2 months 3 weeks ago

It's not licensees not putting them on, it's small businesses (that are licensed) that cannot afford to put them on. The...

2 months 4 weeks ago

ASIC has canceled the AFSL of Sydney-based asset consultant and research firm....

3 weeks 5 days ago

ASIC has banned a Melbourne-based financial adviser for eight years over false and misleading statements regarding clients’ superannuation investments....

2 weeks ago

ASIC has banned a Melbourne-based financial adviser who gave inappropriate advice to his clients including false and misleading Statements of Advice....

1 week 5 days ago

TOP PERFORMING FUNDS

ACS FIXED INT - AUSTRALIA/GLOBAL BOND
moneymanagement logo