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People & Products
Following the departure of Lukasz de Pourbaix in April, Lonsec has appointed a new chief investment officer and executive director....
Financial planning
ASIC has commenced civil penalty proceedings in the Federal Court against a director of Dixon Advisory and Superannuation Services for alleged breaches of directors’ duti...
People & Products
MLC Life Insurance has appointed David Stephen to the board of MLC Ltd as an independent non-executive director. ...
People & Products
James Evans is to retire as chair of Pendal after nine years and will be replaced by Deborah Page....
Financial planning
The regulator has cancelled the Australian financial services licence of Sydney-based firm Premier Wealth Management Financial Services and banned two of its directors....
People & Products
Pinnacle Investment Management director Adrian Whittingham has chosen to reduce his hours from full-time to part-time and is expected to step into a non-executive role....
People & Products
Nikko Asset Management Australia has announced the appointment of Naomi Edwards as its new non-executive director....
People & Products
AMP Limited has appointed a new director of distributions. ...
Policy & Regulation
Two directors of financial services company, One Investment Services, have entered into an enforceable undertaking with ASIC following misconduct in their application for...
People & Products
Brisbane financial services firm, MGD has backed its approach to philanthropy with the appointment of a Director of Social Investment and Philanthropy....
People & Products
Crestone Wealth Management has announced key changes to its board including a new director and a change in chairman....
People & Products
MyState Limited has drawn on experience with the appointment of two new non-executive directors, with effect from the close of the company's AGM on 19 October....
People & Products
AMP Capital has this week announced the appointment of two female investment directors for its infrastructure equity asset management and energy teams....
People & Products
Lawyer Lisa Chung named to join Australian Unity board....
Policy & Regulation
ASIC has banned the former director of Provident Capital from the industry for five years for breaching his duties and failing to comply with the law. ...
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The succession dilemma is more than just a matter of commitments.This isn’t simply about younger vs. older advisers. It’...
Significant ethical issues there. If a relationship is in the process of breaking down then both parties are likely to b...
It's not licensees not putting them on, it's small businesses (that are licensed) that cannot afford to put them on. The...