Online passport for advisers

compliance/dealer-groups/

8 March 2002
| By Nicole Szollos |

By Nicole Szollos

ASSESSMENT Education Services (AES) has launched an additional service to the group’s Adviser Personal Record Service, its online training and compliance solutions service for advisers and dealer groups, called Passport.

AES technical director James Ryan says Passport is aimed at making PS 146 compliance easier for experienced advisers who are not attracted to the idea of returning to study to demonstrate basic skills.

Advisers can access Passport free from the AES Web site, register with the service and input their qualifications to date.

The system provides a list of ASIC approved courses and also offers a supervised online assessment service for a fee.

Read more about:

AUTHOR

Recommended for you

sub-bgsidebar subscription

Never miss the latest news and developments in wealth management industry

MARKET INSIGHTS

So we are now underwriting criminal scams?...

4 months 1 week ago

Glad to see the back of you Steve. You made financial more expensive, not more affordable as you claim, and presided ...

4 months 2 weeks ago

Completely agree Peter. The definition of 'significant change is circumstances relevant to the scope of the advice' is s...

6 months 2 weeks ago

Commonwealth Bank has formally dropped to zero advisers following LGT Crestone’s acquisition of its advice arm – some six years on from the Hayne royal commission. ...

1 week 4 days ago

ASIC has cancelled the AFSL of an advice firm associated with Shield and First Guardian collapses, and permanently banned its responsible manager. ...

3 days 15 hours ago

ASIC has banned a former NSW adviser from providing advice for 10 years for investing at least $14.8 million into a cryptocurrency-based scam. ...

4 days 18 hours ago

TOP PERFORMING FUNDS

ACS FIXED INT - AUSTRALIA/GLOBAL BOND
Fund name
3y(%)pa
1
DomaCom DFS Mortgage
92.15 3 y p.a(%)
3