ASIC updates training register

australian-securities-and-investments-commission/financial-services-industry/executive-director/

30 April 2008
| By George Liondis |

The regulator has launched an updated training register to improve the way people in the financial services industry search and obtain information about approved courses and course providers.

Since the release in November 2007 of Regulatory Guide 146: Licensing Training of Financial Product Advisers (RG146), the Australian Securities and Investments Commission (ASIC) has indicated it was undertaking consultation in order to make changes to the register.

The new improvements to the register include a new facility for searching for courses and course providers, an update to the layout of the register and an archived section of the register on de-registered courses.

ASIC acting executive director of regulation John Price said the new functions will make it easier for individuals to search for and retrieve information about courses and course providers.

“The inclusion of additional course content information will also assist individuals in deciding which courses and course providers to select,” he said.

Read more about:

AUTHOR

Recommended for you

sub-bgsidebar subscription

Never miss the latest news and developments in wealth management industry

MARKET INSIGHTS

So we are now underwriting criminal scams?...

5 months 1 week ago

Glad to see the back of you Steve. You made financial more expensive, not more affordable as you claim, and presided ...

5 months 2 weeks ago

Completely agree Peter. The definition of 'significant change is circumstances relevant to the scope of the advice' is s...

7 months 2 weeks ago

The RBA has handed down its much-anticipated rate decision, following widespread expectations of a close call....

5 days 5 hours ago

The FSCP has issued a written direction to an adviser who charged clients “extraordinary fees” for inappropriate and conflicted advice, as well as encouraged them to swit...

2 weeks 6 days ago

ASIC has confirmed the industry funding levy for the 2024–25 financial year, and how much licensees can expect to pay....

1 week 3 days ago

TOP PERFORMING FUNDS

ACS FIXED INT - AUSTRALIA/GLOBAL BOND
Fund name
3y(%)pa
2
DomaCom DFS Mortgage
95.46 3 y p.a(%)
5