ASIC updates training register

australian-securities-and-investments-commission/financial-services-industry/executive-director/

30 April 2008
| By George Liondis |

The regulator has launched an updated training register to improve the way people in the financial services industry search and obtain information about approved courses and course providers.

Since the release in November 2007 of Regulatory Guide 146: Licensing Training of Financial Product Advisers (RG146), the Australian Securities and Investments Commission (ASIC) has indicated it was undertaking consultation in order to make changes to the register.

The new improvements to the register include a new facility for searching for courses and course providers, an update to the layout of the register and an archived section of the register on de-registered courses.

ASIC acting executive director of regulation John Price said the new functions will make it easier for individuals to search for and retrieve information about courses and course providers.

“The inclusion of additional course content information will also assist individuals in deciding which courses and course providers to select,” he said.

Read more about:

AUTHOR

Recommended for you

sub-bgsidebar subscription

Never miss the latest news and developments in wealth management industry

MARKET INSIGHTS

The succession dilemma is more than just a matter of commitments.This isn’t simply about younger vs. older advisers. It’...

2 weeks ago

Significant ethical issues there. If a relationship is in the process of breaking down then both parties are likely to b...

1 month 1 week ago

It's not licensees not putting them on, it's small businesses (that are licensed) that cannot afford to put them on. The...

1 month 2 weeks ago

AMP has settled on two court proceedings: one class action which affected superannuation members and a second regarding insurer policies. ...

1 week ago

ASIC has released the results of the latest adviser exam, with August’s pass mark improving on the sitting from a year ago. ...

2 weeks 3 days ago

The inquiry into the collapse of Dixon Advisory and broader wealth management companies by the Senate economics references committee will not be re-adopted. ...

3 weeks 3 days ago

TOP PERFORMING FUNDS

ACS FIXED INT - AUSTRALIA/GLOBAL BOND
Powered by MOMENTUM MEDIA
moneymanagement logo