Upwards of 25 per cent of hedge funds have suspended redemptions, imposed gate provisions or implemented side-pockets....
ASIC has used its statement on Storm Financial to a recent parliamentary hearing to warn that its interest in Storm is likely to have far reaching implications for the of...
Large institutional dealer groups are putting more onerous conditions on adviser transfer agreements....
Fears are growing among the licensees of small, independently-owned advice firms about their ability to continue to declare themselves solvent under the Corporations Act ...
Boutique funds management firms need support to avoid breaching AFSL terms....
Christmas may be the season to be jolly, but it is not the season for inappropriate behaviour, according to a survey conducted by MSI Legal & Accounting....
ING Investment Management has appointed Greg Michel as director of fixed income, responsible for all domestic and international fixed rate portfolios....


ASIC has canceled the AFSL of Sydney-based asset consultant and research firm....
ASIC has banned a Melbourne-based financial adviser for eight years over false and misleading statements regarding clients’ superannuation investments....
ASIC has banned a Melbourne-based financial adviser who gave inappropriate advice to his clients including false and misleading Statements of Advice....
The succession dilemma is more than just a matter of commitments.This isn’t simply about younger vs. older advisers. It’...
Significant ethical issues there. If a relationship is in the process of breaking down then both parties are likely to b...
It's not licensees not putting them on, it's small businesses (that are licensed) that cannot afford to put them on. The...