Nicole Szollos

View articles by Nicole

Nicole 's social profiles:

News by this author

Financial planning

07 May

UK ethical planning group to open in Melbourne

A UK-based financial planning group specialising in ethical investment is to launch its Australian operations doors in Melbourne this week. ...

Financial planning

03 May

Venturing into capital raising

Australian Financial Securities (AFS) is a dealer group with a difference, carving out a niche market in financial planning through access to venture capital investments....

Financial planning

02 May

Chapel Road loses licence

Sydney based securities dealer Chapel Road has had its dealer’s licence revoked by the Australian Securities and Investments Commission (ASIC)....

Financial planning

01 May

Casey to run ARISA

After a several month search, the Australian Retirement Income Streams Association (ARISA) has hired Kevin Casey as the association’s new chief executive....

Financial planning

27 Apr

ASIC public policy papers arrive

The Australian Securities and Investments Commission (ASIC) has released its long awaited first tier of policy proposal papers (PPP), focusing on licencing and disclosure...

Financial planning

26 Apr

DPB provision brings equal regulation

Members of financial services professional bodies who offer financial advice will have to be licenced and regulated to the same standards of a financial planner, followin...

Financial planning

26 Apr

Rothschild continues building alliances

Rothschild will extend its program of alliances, following the success of its venture with US-based Putnam Investments....

Financial planning

24 Apr

Submissions deadline extended

The Parliamentary Joint Committee on Corporations and Securities has extended the Financial Services Reform Bill (FSRB) submissions deadline, reacting to anger in the ind...

Financial planning

20 Apr

ASIC pulls up mortgage schemes

The Australian Securities and Investments Commission (ASIC) has slapped an interim stop order on three mortgage scheme prospectuses, forcing the companies to lodge supple...

Financial planning

19 Apr

Ash relocates with Zurich

Prominent financial services figure Tony Ash has returned to Sydney as Zurich’s business operations manager, after spending nearly a year as Zurich Personal Financial Ser...