The Australian Stock Exchange has employed Elmer Funke Kupper as its new managing director and chief executive officer, who is expected to commence his new role in Octobe...
Financial planners with more than a hundred clients are not able to actively manage their portfolios, making the active versus passive debate redundant for this group, ac...
Bank veteran Stuart Grimshaw will join Bank of Queensland (BOQ) as its new managing director and chief executive officer, following the recent resignation of David Liddy....
Certitude Global Investments' assets under management and advice fell by 15 per cent over the past 12 months to $1.09 billion, according to the announcement released by i...
The integrity of consumer group Choice over its potentially conflicted partnership with One Big Switch has been questioned yet again, with Financial Services Council chie...
Australia's taxation of foreign managed funds will soon be aligned with countries including the US, the UK, Hong Kong and Singapore, as the Federal Government rolls out i...
Research house Standard & Poor's Fund Services (S&P) has downgraded a BlackRock fund to two stars and upgraded a Schroders fund to five in its style-neutral peer group, p...
A total number of almost 1,700 individuals and companies have been convicted on tax and superannuation offences in the 2010-11 financial year, according to the announceme...
Exchange traded fund (ETF) sector activity has significantly increased over the past week, according to ETF trader iShares, which the company attributed to market volatil...
Former Trio Capital director has agreed to a nine year exclusion from the financial services industry, as part of an enforceable undertaking (EU) with the Australian Secu...


ASIC has canceled the AFSL of Sydney-based asset consultant and research firm....
ASIC has banned a Melbourne-based financial adviser for eight years over false and misleading statements regarding clients’ superannuation investments....
ASIC has banned a Melbourne-based financial adviser who gave inappropriate advice to his clients including false and misleading Statements of Advice....
The succession dilemma is more than just a matter of commitments.This isn’t simply about younger vs. older advisers. It’...
Significant ethical issues there. If a relationship is in the process of breaking down then both parties are likely to b...
It's not licensees not putting them on, it's small businesses (that are licensed) that cannot afford to put them on. The...