NSG Services has faced a civil penalty of $1 million by the Federal Court in the first breach of the best interest duty....
Most planners did not understand smart beta meaning there was an opportunity for education around the investment vehicle, according to Investment Trends....
A former NAB adviser has pleaded guilty to two charges of submitting financial planning documents for his own personal gain....
AMP’s Australian wealth management net cash outflow reduced to $243 million in Q317 as a result of the 1 July changes to non-concessional super caps....
ASIC has released new and updated guidance for the funds management industry for consultation to reduce regulatory burden....
Netwealth has lodged a prospectus for an IPO and listing on the ASX, with trading expected to begin on 20 November....
Industry funds should embrace digital advice to provide “incremental advice” to retain superannuation members....
The introduction of FOFA reforms and the ban on commissions from fund managers to advisers have spurred ETF growth....
ISA has analysed SuperRatings’ data on industry super fund performance versus retail fund performance to argue against proposed governance changes....
Elston Asset Management has partnered with a Brisbane-based wealth management firm to launch a private label SMA via HUB24....
AMP has settled on two court proceedings: one class action which affected superannuation members and a second regarding insurer policies. ...
ASIC has released the results of the latest adviser exam, with August’s pass mark improving on the sitting from a year ago. ...
The inquiry into the collapse of Dixon Advisory and broader wealth management companies by the Senate economics references committee will not be re-adopted. ...
The succession dilemma is more than just a matter of commitments.This isn’t simply about younger vs. older advisers. It’...
Significant ethical issues there. If a relationship is in the process of breaking down then both parties are likely to b...
It's not licensees not putting them on, it's small businesses (that are licensed) that cannot afford to put them on. The...