With client expectations and concerns about climate change driving ESG investing, advisers must seize opportunities in this space, an adviser has insisted....
Centrepoint Alliance has announced the formation of a group of advice firms known as Partners’ Circle....
UniSuper has launched Personal Accounts, which would open up access to family and former members of the fund....
The Victims of Financial Fraud has claimed the AWU had direct links with the Trio Capital scheme....
Limited licensees have been at a disadvantage compared to full licensees ever since the accountants’ limited licence regime was introduced....
The financial and insurance services industries had the highest gender pay gap compared to other industries but it had improved year-on-year....
AFSLs must prioritise and incorporate cyber resilience in their risk management systems to fulfil their licence obligations....
The Paradise Papers may not have any direct consequences for offshore wealth managers but could result in more regulatory scrutiny....
ASIC has confirmed restricted use of the term ‘independently-owned’ and ‘non-aligned’ in its updated Regulatory Guidance 175....
Super funds are increasingly using derivatives for various investment purposes, with risk management/hedging topping the list, according to Milliman....
Commonwealth Bank has formally dropped to zero advisers following LGT Crestone’s acquisition of its advice arm – some six years on from the Hayne royal commission. ...
ASIC has cancelled the AFSL of an advice firm associated with Shield and First Guardian collapses, and permanently banned its responsible manager. ...
ASIC has banned a former NSW adviser from providing advice for 10 years for investing at least $14.8 million into a cryptocurrency-based scam. ...
So we are now underwriting criminal scams?...
Glad to see the back of you Steve. You made financial more expensive, not more affordable as you claim, and presided ...
Completely agree Peter. The definition of 'significant change is circumstances relevant to the scope of the advice' is s...