ASIC is seeking industry feedback to proposed changes to the rules that require compulsory trade reporting of OTC derivatives....
Regulators around the world are still trying to grapple with the unique challenges of regulating the use of mediums like social media and automated advice by intermediari...
ASFA has called for the formation of a Pensions 20 or Investors 20 in line with G20 to link with the rest of the world on infrastructure investment....
The compliance work involved in running an AFSL has intensified under the FOFA reforms, Ausingroup’s head of wealth management, Mark Morcos believes,...
Software and processing solutions firm SunGard Australia has appointed Grant Ives for its newly created role of director insurance solutions....
US-based investment firm Voya Investment Management (IM) has partnered with third-party marketing and advisory firm Breakwater Advisory to offer asset management services...
A Victorian man has been charged with fraud after he allegedly coaxed investors to refinance their self-managed super funds and/or homes to fund his property development ...
Financial services licensees should make it a point to highlight their conflicts of interests with life insurance companies to clients....
More wealthy Australians are showing philanthropy, with many establishing record numbers of private ancillary funds since the GFC....
PIMCO Australia has appointed an Australian CEO and executive vice president....
The RBA has handed down its much-anticipated rate decision, following widespread expectations of a close call....
ASIC has confirmed the industry funding levy for the 2024–25 financial year, and how much licensees can expect to pay....
Despite the financial adviser exam being rooted in ethics, two professional year advisers believe the lack of support and transparency from the regulator around the exam ...
So we are now underwriting criminal scams?...
Glad to see the back of you Steve. You made financial more expensive, not more affordable as you claim, and presided ...
Completely agree Peter. The definition of 'significant change is circumstances relevant to the scope of the advice' is s...