Lucinda Beaman

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The UK regulatory system will be overhauled, and the Financial Services Authority - the UK's version of the Australian Securities and Investments Commission - will be abo...

Slater & Gordon is ramping up action against advisory groups that recommended clients invest in Basis Capital, with a number of high-profile dealer groups the targets of ...

Colonial First State's head of advice delivery, Tim Browne, leaves to take on new role at CommInsure....

Registrations for credit licences are about to hit 12,000 as financial services providers prepare for changes to the credit licensing regime, with the regulator urging th...

The New Zealand competition watchdog has delayed its decision on AMP's bid for AXA Asia Pacific for another two weeks....

Despite pay-for-ratings models coming under increasing scrutiny, the major research houses cannot survive on research subscriptions alone. Lucinda Beaman reports....

Financial Planning Association (FPA) chair Julie Berry has acknowledged the appointment of incoming FPA chief Mark Rantall was conducted by a three-person sub committee o...

Those advising on gearing in super will need to ensure they are licensed to deal in derivatives by the end of September under draft regulations released yesterday....

Financial Index Australia has nabbed Canberra-based firm Civic Financial Planning from Securitor....

Financial Planning Association (FPA) chair Julie Berry has defended the association's board conventions and protocols in light of a public protest issued by one of its fo...

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MARKET INSIGHTS

The succession dilemma is more than just a matter of commitments.This isn’t simply about younger vs. older advisers. It’...

1 month 2 weeks ago

Significant ethical issues there. If a relationship is in the process of breaking down then both parties are likely to b...

2 months 1 week ago

It's not licensees not putting them on, it's small businesses (that are licensed) that cannot afford to put them on. The...

2 months 2 weeks ago

ASIC has canceled the AFSL of Sydney-based asset consultant and research firm....

2 weeks 3 days ago

The Reserve Bank of Australia has announced its latest interest rate decision following this week's monetary policy meeting....

3 weeks 5 days ago

ASIC has banned a Melbourne-based financial adviser for eight years over false and misleading statements regarding clients’ superannuation investments....

5 days 3 hours ago
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