The diversified fixed interest sector was this year characterised by an historically wide divergence in returns across its universe, which in turn drove the investment st...
The impact of the global downturn on revenue streams is driving advisers into alliances with dealer groups that offer an uncomplicated service and support offering, accor...
A minimum exposure to financials and commodities, resource stocks in particular, helped Platinum Asset Management take out the Global Equities (Long Short) category for i...
Perpetual Trustee Company has commenced legal proceedings against UK-based BNY Corporate Trustee Services over credit-linked notes issued by Mahogany Capital to 1,000 inv...
Many equity offerings to advisers by advice firms and dealer groups never materialise, according to Dennis Bashford, managing director of Brisbane-based dealer group Futu...
Soaring client demand for face-to-face meetings with advisers has resulted in a Melbourne-based advice firm imposing a fee for meetings beyond the number allotted in its ...
Advisers are increasingly diversifying into debt solution strategies to drive revenues in a dislocated market....
The successful bidders for up to 10,000 clients of collapsed dealer group Storm Financial are scheduled to be announced this Friday, according to Steve Prendeville, direc...
The intrinsically flawed value proposition of institutional dealer groups has left a generation of clients confused about the value of financial advice, according to Just...
The Finance Sector Union is in negotiations with the Association of Independently-Owned Financial Planners to appoint it as its preferred provider of financial planning s...


ASIC has canceled the AFSL of Sydney-based asset consultant and research firm....
ASIC has banned a Melbourne-based financial adviser for eight years over false and misleading statements regarding clients’ superannuation investments....
ASIC has banned a Melbourne-based financial adviser who gave inappropriate advice to his clients including false and misleading Statements of Advice....
The succession dilemma is more than just a matter of commitments.This isn’t simply about younger vs. older advisers. It’...
Significant ethical issues there. If a relationship is in the process of breaking down then both parties are likely to b...
It's not licensees not putting them on, it's small businesses (that are licensed) that cannot afford to put them on. The...