Larissa Tuohy
News by this author
05 Oct
It is my experience that the most common complaint arises from a misreading of the client. And isn’t it always the case that nobody complains about good secure returns bu...
23 Sep
The gentle rumble that was self-managed super has grown into a resounding roar over the last few years. I guess it’s for all the right reasons – a sense of control, the p...
15 Sep
An example SOA has now been published by ASIC, intended to provide guidance to planners on the giving of documented financial advice. So is the regulator up to scratch wh...
15 Sep
What do the Australian Securities and Investments Commission (ASIC) and the Australian Consumers Association (ACA) really want from financial services? What can be left o...
15 Sep
The Australian Securities and Investments Commission (ASIC) was prompted to create an example statement of advice (SOA) in response to the Federal Government paper Refine...
13 Sep
Emerging markets offer investors stronger growth and less volatility than developed economies, according to a new report from van Eyk Research....
08 Sep
Aviva has been named Risk Company of the Year in the Money Management/Dexx&r Adviser Choice Risk Awards 2005....
08 Sep
The demand for trainee advisers is increasing, according to the latest Hays Banking Quarterly Recruitment Forecast....
31 Aug
RetireInvest has updated the SOA templates used by advisers, reducing documents to around 30 pages....
Analysis by this author
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ASIC has canceled the AFSL of Sydney-based asset consultant and research firm....
3 weeks 1 day ago
ASIC has banned a Melbourne-based financial adviser for eight years over false and misleading statements regarding clients’ superannuation investments....
1 week 3 days ago
ASIC has banned a Melbourne-based financial adviser who gave inappropriate advice to his clients including false and misleading Statements of Advice....
1 week 1 day ago
The succession dilemma is more than just a matter of commitments.This isn’t simply about younger vs. older advisers. It’...
Significant ethical issues there. If a relationship is in the process of breaking down then both parties are likely to b...
It's not licensees not putting them on, it's small businesses (that are licensed) that cannot afford to put them on. The...