Former Rothschild Australia chief investment officer, Jonathan Pain, has joined HFA Asset Management (HFAAM) as a member of its newly established Investment Strategy Comm...
Fledgling boutique financial services group Mariner Financial has bolstered its ranks with the appointment of a chief financial officer and another business development m...
The Australian Prudential Regulation Authority (APRA) has accepted an enforceable undertaking from a third former AM Corporation director in light of its investigation in...
Contango Asset Management is set to launch a micro-cap listed investment company (LIC) in March and add to the swarm of LIC investment vehicles that have hit the market o...
The Federal Opposition has criticised the Government’s policy encouraging children to open superannuation accounts, launched during the last Federal election with much fa...
Perpetual Investments today confirmed the roles of two former Macquarie Funds Management (MFM) staffers, who joined the group back in December, teaming up with former MFM...
Glenhurst Corporation has re-affirmed its intention to expand this year through the acquisition of registers from life agents departing the industry, and its plans to boo...
The Australian Securities and Investments Commission (ASIC) has warned it will crack down on any organisation continuing to operate post-March 10 without a valid Australi...
Barclays Global Investors (BGI) has kicked-off an absolute return fund - the Barclays Global Markets Fund - after identifying demand from financial planners for an ‘all w...
The Australian Prudential Regulation Authority (APRA) has announced it will review the risk management practices of all authorised deposit-taking institutions (ADIs) with...


ASIC has canceled the AFSL of Sydney-based asset consultant and research firm....
ASIC has banned a Melbourne-based financial adviser for eight years over false and misleading statements regarding clients’ superannuation investments....
ASIC has banned a Melbourne-based financial adviser who gave inappropriate advice to his clients including false and misleading Statements of Advice....
The succession dilemma is more than just a matter of commitments.This isn’t simply about younger vs. older advisers. It’...
Significant ethical issues there. If a relationship is in the process of breaking down then both parties are likely to b...
It's not licensees not putting them on, it's small businesses (that are licensed) that cannot afford to put them on. The...