UBS Global Asset Management has moved swiftly to shore up the gap in its small caps team by reassigning senior analyst Mark Buizen as joint portfolio manager alongside ex...

The Australian Securities and Investments Commission has issued its anticipated further direction on the much maligned issue of Statements of Advice by releasing a new cl...

The Australian Securities and Investments Commission and the New Zealand Securities Commission have reached an agreement to explore opportunities to cooperate in the regu...

Individual and discrete private client portfolio manager Clime Asset Management has struck a deal with niche managed account software group Financial Simplicity to licens...

State Street Global Advisors has joined up with Shanghai-based China Asset Management Company to launch the first Exchange Traded Fund - the Shanghai 50 ETF - in the coun...

A group of property investment seminar promoters have agreed to consent orders in the Federal Court to correct misrepresentations allegedly made in material promoting a s...

The Financial Planning Association has filled another of its senior executive roles vacated this year with the appointment of Commonwealth Bank of Australia’s John Anning...

IOOF has been upgraded while Colonial First State and ING have both been downgraded as part of research house Lonsec’s Diversified Sector Review released today....

The Securities Institute has extended the industry reach of its National Council with the appointment of Grant Samuel corporate adviser, Malcolm McComas....

Three advisers to a tax-minimisation scheme have been jailed in the West Australian Supreme Court for five years each for attempted tax fraud of around $26 million....