Communication with advisers more important than even a year ago....
The PJC on Corporations and Financial Services is gauging the industry's reaction to the possible implementation of a two-tier advice system of independent and affiliated...
MAP focusing on right mix of active equity managers in preparation for future market environment....
Appointments will focus on providing more support to advisers....
Previously held positions with QSuper and Commonwealth Bank....
Satisfaction with financial planner's super advice below market average....
It is not possible to prescribe the number of clients in a practice, according to Guardian Financial's Steve Browning....
The practice of offering low cost SOAs and initial advice to potential clients and recouping the costs later is distorting the true cost of financial advice....
Financial services providers should not be allowed to appeal against the removal of their licence in cases of bad advice....
Appoints six new advisers to New South Wales and Victoria....


ASIC has canceled the AFSL of Sydney-based asset consultant and research firm....
ASIC has banned a Melbourne-based financial adviser for eight years over false and misleading statements regarding clients’ superannuation investments....
ASIC has banned a Melbourne-based financial adviser who gave inappropriate advice to his clients including false and misleading Statements of Advice....
The succession dilemma is more than just a matter of commitments.This isn’t simply about younger vs. older advisers. It’...
Significant ethical issues there. If a relationship is in the process of breaking down then both parties are likely to b...
It's not licensees not putting them on, it's small businesses (that are licensed) that cannot afford to put them on. The...