RETAIL INVESTORS

Funds management

As part of its ongoing review of the sector, the Australian Securities and Investments Commission (ASIC) has released updated regulatory guidance for operators of registe...

Superannuation

Retail investors, including the trustees of SMSFs, are now legally able to invest in Australian Government Bonds, according to Michael Hallinan of SUPERCentral....

Funds management

Structured products such as derivatives have yet to recover from recent market impacts with the sector having been reduced from $4 billion to $1 billion in recent years d...

Financial planning

ASIC claims it isn’t responsible for preventing investor losses and wants manufacturers to educate investors on complex products....

Financial planning

Financial advisers’ behaviour flagged after complaints of inappropriate advice....

Financial planning

A group of Trio victims has condemned the Federal Government for its refusal to compensate them for their $176 million loss. ...

Editorial

While low volatility funds have had stellar performance in good times and bad, Dominic McCormick cautions investors against complacency....

Financial planning

Financial advisers have been listed as the dominant distributors of retail structured products in Australia by research undertaken by IOSCO. ...

Editorial

We may not be as rational as we think in our assessments and reactions to the market, and vivid memories of the recent past may subconsciously distort our judgement. But ...

Funds management

Bullish outlook for equities has sparked interest in tailored structured products, according to Instreet Investment Management managing director, George Lucas. ...

Editorial

International experts have warned home bias could prove detrimental to Aussie investors, reports Janine Mace....

Editorial

With term deposit rates falling and bond yields at historic lows, investors are finally ready to listen. Janine Mace reports things are looking good for the Australian eq...

Funds management

Australian retail investors typically view global equities with caution due to tax, administration and currency issues, says State Street head of exchange-traded funds (E...

Policy & Regulation

Some measures within ASIC’s guidance on conflicted remuneration appear to be excessive, according to Tria Investment Partners managing director Andrew Baker....

Superannuation

Global diversification in bonds is just as important as it is in equities. Restricting your exposure to a single market is a risk for which you might not be compensated, ...

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MARKET INSIGHTS

The succession dilemma is more than just a matter of commitments.This isn’t simply about younger vs. older advisers. It’...

3 months ago

Significant ethical issues there. If a relationship is in the process of breaking down then both parties are likely to b...

3 months 3 weeks ago

It's not licensees not putting them on, it's small businesses (that are licensed) that cannot afford to put them on. The...

4 months ago

Advice firms are increasing their base salaries by as much as $50k to attract talent, particularly seeking advisers with a portable book of clients, but equity offerings ...

2 weeks 4 days ago

ASIC has released the results of the latest financial adviser exam, held in November 2025....

3 days 17 hours ago

Ahead of the 1 January 2026 education deadline for advisers, ASIC has issued its ‘final warning’ to the industry, reporting that more than 2,300 relevant providers could ...

1 week ago
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