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PDS
Financial planning
In the last four exams, the Financial Adviser Standards and Ethics Authority has acknowledged that advice documentation is a problem area with exam performance. ...
Superannuation
The Australian Institute of Superannuation Trustees has welcomed the Australian Securities and Investment Commission’s announcement with regards to a longer transition pe...
Financial planning
NAB has paid $10,200 in fines after ASIC found the bank made misleading statements in its annuity term deposit PDS....
Policy & Regulation
Deloitte argues that FOFA taken together with other initiatives suggests the regulatory pendulum has swung too far....
Financial planning
Super funds have received a deadline extension to 1 July 2015 for compliance with fee and cost disclosure requirements....
Policy & Regulation
ASIC should outsource PDS approvals to an independent research panel funded by planner levy. ...
Financial planning
ASIC considers allowing managed investment schemes to be automatically registered, with non-compliant schemes regulated by stop-orders....
Financial planning
The financial services regulator has granted an extension on interim class order relief from the shorter product disclosure statement (PDS) regime. ...
Funds management
ASIC has provided relief for mFund settlement Service clients through a class order. ...
Financial planning
ASIC has released updated guidelines on its shorter Product Disclosure Statement (PDS) push, reminding superannuation providers to detail cooling-off periods and costs. ...
Funds management
ASIC consultation brings ASX platform a step closer but narrows its focus....
Financial planning
As it continues its discussions with industry, the Australian Securities and Investments Commission (ASIC) has extended the commencement of upcoming disclosure benchmarks...
Funds management
Structured products such as derivatives have yet to recover from recent market impacts with the sector having been reduced from $4 billion to $1 billion in recent years d...
Funds management
Proposed fund disclosure requirements for hedge funds have industry support, but experts say that the guidelines should extend to all complex investment schemes and that ...
Financial planning
In an effort to meet the Federal Government's short-form product disclosure statement (PDS) reforms, MLC has released simpler short-form documents for three of its leadin...
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Podcast
The succession dilemma is more than just a matter of commitments.This isn’t simply about younger vs. older advisers. It’...
Significant ethical issues there. If a relationship is in the process of breaking down then both parties are likely to b...
It's not licensees not putting them on, it's small businesses (that are licensed) that cannot afford to put them on. The...