IOSCO

Policy & Regulation

The corporate regulator has released its report on market practices in debt capital markets and outlined its expectations for Australian financial service licensees. ...

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Policy & Regulation

The investment regulator has become one of the first signatories to an enhanced standard for cross-border enforcement cooperation....

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Funds management

The board of IOSCO identified common international examples of good practices that could be applied to CIS fees and expenses....

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Outsider

Everyone should be allowed a victory lap, even the chairman of the Australian Securities and Investments Commission (ASIC), Greg Medcraft. ...

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Never miss the latest news and developments in wealth management industry

MARKET INSIGHTS

So we are now underwriting criminal scams?...

2 months 3 weeks ago

Glad to see the back of you Steve. You made financial more expensive, not more affordable as you claim, and presided ...

3 months ago

Completely agree Peter. The definition of 'significant change is circumstances relevant to the scope of the advice' is s...

5 months ago

ASIC has suspended the Australian Financial Services Licence of a Melbourne-based financial advice firm....

2 weeks 2 days ago

The corporate regulator has issued infringement notices to three AFSLs whose financial advisers provided personal advice to a retail client while unregistered....

3 weeks ago

ASIC has released the results of its first adviser exam to be held in 2025, with 241 candidates attempting the test....

3 weeks 5 days ago