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Financial planning
ASIC has cancelled the AFSL of 42-planner dealer group Morrison-Carr and permanently banned its sole director Dennis Cardakaris from providing financial services....
Financial planning
ASIC has imposed a five-year ban on Sydney businessman Leigh Barker for misleading investors and losing $12.5 million....
Financial planning
ASIC has cancelled the AFSL and national credit license of 42-planner dealer group Morrison Carr Financial Services....
Financial planning
ASIC has frozen $3.4 million in funds held by Investment Intelligence Corporation amid suspicion it operated without an AFSL....
Financial planning
A former director of a purported investment company has pleaded guilty to three criminal charges following an Australian Securities and Investments Commission investigati...
Superannuation
On the back of changes announced as part of the FOFA guidelines, My Adviser has announced the launch of a specialist authority to enable accountants to continue to recomm...
Financial planning
Rather than getting hung-up on fees, planners should focus on providing sound financial advice and adding value, says Custom Wealth Solutions chief executive Chris Appley...
Accounting
Dealer group My Adviser has announced the launch of a specialist package for accountants, which it claims will go beyond the proposed legislation....
Superannuation
Institute of Chartered Accountants CEO Lee White sees challenges and positives in the new limited licensing regime replacing the accountants' exemption....
Financial planning
ASIC has formed an agreement with New Zealand's FMA which will allow advisers trained in Australia to have their qualifications recognised in New Zealand and vice versa....
Financial planning
ASIC has obtained declarations and orders in the South Australian Registry of the Federal Court against Australia AFT Finance Markets....
Financial planning
City Index Australasia and its director Blair Jason Travers have been found guilty in Melbourne's Federal Court of a cold-calling scam that promised to generate returns f...
Superannuation
SPAA chief executive Andrea Slattery believes the new licensing regime set to replace the accountants' exemption would create a bigger role for the association....
Accounting
Two key accounting bodies, CPA Australia and the Institute of Chartered Accountants in Australia, have interpreted the Government's conditional licensing regime as a mean...
Superannuation
The deepening use of social media for member communication is pushing superannuation funds closer to transgressing the legal frameworks set in place to govern general and...
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Podcast
Significant ethical issues there. If a relationship is in the process of breaking down then both parties are likely to b...
It's not licensees not putting them on, it's small businesses (that are licensed) that cannot afford to put them on. The...
So we are now underwriting criminal scams?...