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FINANCE

Policy & Regulation

The ATO deputy commission has warned individuals to be mindful of phoenix business behaviour after the ATO and the AFP executed six search warrants. ...

Policy & Regulation

A Sydney-based liquidator has had his registration cancelled by the liquidator board for neglecting his duties on several occasions. ...

Policy & Regulation

ASIC said it wants responsible entities to have minimum risk management practices and procedures in place, that are of an international standard. ...

Funds management

Technology funds were cheap and offered strong long-term investment opportunities, according to BT Investment Management’s head of global equities. ...

Financial planning

The FSC has repeated calls to reintroduce and implement a backlog of life insurance and super reforms, while introducing legislation to increase financial adviser standar...

Financial planning

With high net worth investors rejecting model portfolios, it was time for distribution teams to carry out effective segmentation through robust CRM systems to gain real i...

Financial planning

The financial services industry should manage the risk of cognitive decline in an ageing population and its impact as a strategic issue, according to SSGA....

Financial planning

ASIC has found a close correlation between defective disclosure in a prospectus and poor due diligence in IPO issuers....

Funds management

Investors should lower their return expectations across all asset classes and hunt for yield in areas that included US corporate debt. ...

Superannuation

Vision Super has gone against the grain by implementing a self-administration platform....

Superannuation

Mine Wealth + Wellbeing has recruited CFS executive manager, Vasyl Nair, as its new chief strategy officer....

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Financial planning

Employers in finance, insurance and real estate plan to boost headcount in Q3 2016 as firms look for specialised IT skills to keep pace with technological developments an...

Financial planning

ASIC has secured orders restraining a property developer from promoting an “investment proposal”, which sought to counsel investor to breach the ASIC Act....

Financial planning

The Australian Securities and Investments Commission (ASIC) has given the green light to businesses to provide customers with information in digital form....

Financial planning

Yellow Brick Road has launched a Women in Finance Group to provide support for women in finance and small business operators working in a male-dominated space....

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MARKET INSIGHTS

The succession dilemma is more than just a matter of commitments.This isn’t simply about younger vs. older advisers. It’...

1 week 1 day ago

Significant ethical issues there. If a relationship is in the process of breaking down then both parties are likely to b...

1 month ago

It's not licensees not putting them on, it's small businesses (that are licensed) that cannot afford to put them on. The...

1 month 1 week ago

ASIC has released the results of the latest adviser exam, with August’s pass mark improving on the sitting from a year ago. ...

1 week 4 days ago

The inquiry into the collapse of Dixon Advisory and broader wealth management companies by the Senate economics references committee will not be re-adopted. ...

2 weeks 4 days ago

While the profession continues to see consolidation at the top, Adviser Ratings has compared the business models of Insignia and Entireti and how they are shaping the pro...

2 weeks 6 days ago