DIRECTORS

Financial planning

Insignia Financial has announced a board director will be stepping down next year after almost a decade amid a board refresh. ...

Funds management

There is one specific risk that is a significantly higher concern for financial services directors compared to companies overall and is impacting their risk appetite, acc...

People & Products

The Australian Financial Complaints Authority has appointed new directors as two founding directors step down after five years, including a financial adviser....

Policy & Regulation

With at least five financial adviser bans, including an adviser who falsified his exam result, the corporate regulator has had a busy start to the year. ...

People & Products

Bell Asset Management chief executive, Nick Fels, has been appointed as a board director by the Financial Services Council....

Superannuation

Nine superannuation funds, three of which are not for profits, are paying their trustee directors average six figure fees, according to data published by the Australian P...

Superannuation

The Australian Prudential Regulation Authority has revealed ‘preliminary analysis’ confirming that super funds with more independent directors generate better outcomes....

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MARKET INSIGHTS

The succession dilemma is more than just a matter of commitments.This isn’t simply about younger vs. older advisers. It’...

1 month 3 weeks ago

Significant ethical issues there. If a relationship is in the process of breaking down then both parties are likely to b...

2 months 2 weeks ago

It's not licensees not putting them on, it's small businesses (that are licensed) that cannot afford to put them on. The...

2 months 3 weeks ago

ASIC has canceled the AFSL of Sydney-based asset consultant and research firm....

3 weeks 4 days ago

ASIC has banned a Melbourne-based financial adviser for eight years over false and misleading statements regarding clients’ superannuation investments....

1 week 6 days ago

ASIC has banned a Melbourne-based financial adviser who gave inappropriate advice to his clients including false and misleading Statements of Advice....

1 week 4 days ago
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