DANIEL CRENNAN

Financial planning

The Federal Court of Australia has found that Dover Financial Advisers made false and misleading statements in client protection policy between September, 2015 and March,...

image
Life/Risk

CommInsure will refund $12 million for unfair life insurance telephone sales to around 30,000 customers....

image
Financial planning

The Australian Securities and Investments Commission has announced the dismantle of an online fraud syndicate which resulted in alleged thefts from superannuation and sha...

image
Policy & Regulation

The Australian Securities and Investments Commission has increased investigations into wealth management by 216 per cent in the last six months....

image
Policy & Regulation

The Australian Securities and Investments Commission has used AMP and its lawyers, Clayton Utz, as examples of successful enforcement action by the regulator....

image
Features

As the Australian Securities and Investments Commission shifts to a ‘why not litigate’ approach to pursuing breaches of financial services and corporate law, Hannah Woott...

image
Policy & Regulation

The Law Council of Australia has fired a warning shot over the bows of the Australian Securities and Investments Commission deputy chairman, Daniel Crennan QC, over comme...

image
Financial planning

AMP Limited has handed the Australian Securities and Investments Commission a victory by admitting wrongdoing and failing to ensure AMP financial planners acted in the be...

image
Policy & Regulation

The Australian Securities and Investments Commission has signalled it will appeal the Federal Court decision regarding Westpac Securities Administration and BT Funds Mana...

image
Policy & Regulation

The Australian Securities and Investments Commission has been handed tougher penalties with which to pursue people referred to it by the Royal Commission....

image
Policy & Regulation

The Federal Government has appointed the Productivity Commission deputy chair, Karen Chester as the replacement for Peter Kell as deputy chair of the Australian Securitie...

image
Policy & Regulation

The Federal Treasurer has reinforced that he wants the Australian Securities and Investments Commission to take a tougher approach in pursuing litigation rather than nego...

image
Policy & Regulation

The Government has announced its candidate for a second deputy chair of the Australian Securities and Investments Commission on the same day it introduced a bill to creat...

image
 

MARKET INSIGHTS

sub-bg sidebar subscription

Never miss the latest news and developments in wealth management industry

JOHN GILLIES

Might be a bit different to i the past where at most there was one man from the industry on the loaded enquiry boards a...

1 day ago
Simon

Who get's the $10M? Where does the money go?? Might it end up in the CSLR to financially assist duped investors??? ...

5 days 19 hours ago
Squeaky'21

My view is that after 2026 there will be quite a bit less than 10,000 'advisers' (investment advisers) and less than 100...

1 week 5 days ago

AustralianSuper and Australian Retirement Trust have posted the financial results for the 2022–23 financial year for their combined 5.3 million members....

9 months 2 weeks ago

A $34 billion fund has come out on top with a 13.3 per cent return in the last 12 months, beating out mega funds like Australian Retirement Trust and Aware Super. ...

9 months 1 week ago

The verdict in the class action case against AMP Financial Planning has been delivered in the Federal Court by Justice Moshinsky....

9 months 2 weeks ago