COMMSEC
Funds management
The largest-ever penalty for breaches of Market Integrity Rules has been handed down by the Federal Court to Commonwealth Securities and Australian Investment Exchange. ...
Funds management
Chi-X Australia, together with Deutsche Bank, has unveiled the next tranche of US listed companies that would be available to investors through its investment vehicle....
Funds management
Retail online investor numbers climbed to a record high in 2017, with improving market sentiment seeing 645,000 Australian place at least one share in 2017, according to ...
Financial planning
Australia’s most populous states are also its top performing economies, with New South Wales and Victoria taking the first and second rankings in CommSec’s latest State o...
People & Products
CommSec Adviser Services and Colonial First State have combined to deliver a new service offering to advisers....
Life/Risk
New South Wales has outperformed the rest of the country, as east coast states and territories remained ahead of the pack....
Superannuation
SMSFs were more likely to trade during periods of market volatility than non-SMSFs but were taking a more conservative stance, according to CommSec....
Policy & Regulation
CommSec paid a penalty of $700,000 to comply with two infringement notices and voluntarily refunded $1.1 million in brokerage to over 25,000 clients....
Never miss the latest news and developments in wealth management industry
MARKET INSIGHTS
Podcast
The succession dilemma is more than just a matter of commitments.This isn’t simply about younger vs. older advisers. It’...
Significant ethical issues there. If a relationship is in the process of breaking down then both parties are likely to b...
It's not licensees not putting them on, it's small businesses (that are licensed) that cannot afford to put them on. The...